HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

98 hedge funds and large institutions have $264M invested in Highland Opportunities and Income Fund in 2020 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 31 increasing their positions, 34 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
98
Holders Change
+1
Holders Change %
+1.03%
% of All Funds
1.74%
Holding in Top 10
6
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
21
Increased
31
Reduced
34
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BPCM
Beach Point Capital Management
California
+$20.4M
2
Millennium Management
Millennium Management
New York
+$4.96M
3
LPL Financial
LPL Financial
California
+$3.6M
4
MC
Matisse Capital
Oregon
+$3.33M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.29M

Top Sellers

1
DKCM
Davidson Kempner Capital Management
New York
-$15.1M
2
RJA
Raymond James & Associates
Florida
-$12M
3
RCM
Rivernorth Capital Management
Florida
-$9.43M
4
PAIM
Punch & Associates Investment Management
Minnesota
-$8.04M
5
Morgan Stanley
Morgan Stanley
New York
-$4.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
CCP
26
Clough Capital Partners
Massachusetts
$2.75M -$1.18M -114,794 -30%
YCM
27
Yakira Capital Management
Connecticut
$1.99M +$301K +29,254 +18%
AC
28
Aristides Capital
Kentucky
$1.69M -$663K -64,460 -28%
6M
29
6 Meridian
Kansas
$1.3M -$56.4K -5,489 -4%
Qube Research & Technologies (QRT)
30
Qube Research & Technologies (QRT)
United Kingdom
$1.21M +$112K +10,900 +10%
PAM
31
Peak Asset Management
Colorado
$1.1M +$388K +37,751 +54%
Truist Financial
32
Truist Financial
North Carolina
$947K +$26K +2,534 +3%
AWA
33
Arete Wealth Advisors
Illinois
$945K -$45.5K -4,376 -5%
SPC
34
Sigma Planning Corp
Michigan
$931K -$604K -58,770 -39%
Koshinski Asset Management
35
Koshinski Asset Management
Illinois
$768K +$614K +59,709 +399%
KWM
36
Kingsview Wealth Management
Oregon
$720K -$91.3K -8,874 -11%
CFA
37
Carroll Financial Associates
North Carolina
$688K +$1.03K +100 +0.1%
OMC
38
Old Mission Capital
Illinois
$552K +$552K +53,700 New
SPIA
39
Steward Partners Investment Advisory
New York
$534K +$93.7K +9,123 +21%
AIP
40
Ahrens Investment Partners
Louisiana
$527K +$371K +36,100 +238%
HighTower Advisors
41
HighTower Advisors
Illinois
$459K +$459K +44,908 New
CL
42
CSS LLC
Illinois
$436K -$1.96M -190,070 -82%
Cetera Investment Advisers
43
Cetera Investment Advisers
Illinois
$435K +$435K +42,363 New
CAN
44
Cetera Advisor Networks
California
$374K -$121K -11,742 -24%
SS
45
Sunbelt Securities
Texas
$370K -$36.8K -3,574 -9%
WT
46
Washington Trust
Rhode Island
$342K +$186K +18,150 +120%
KAS
47
Kestra Advisory Services
Texas
$320K +$64.8K +6,295 +25%
KPWG
48
KFA Private Wealth Group
Virginia
$315K -$220K -21,391 -41%
Bank of America
49
Bank of America
North Carolina
$312K +$261K +25,340 +506%
Jane Street
50
Jane Street
New York
$302K +$179K +17,414 +146%
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