HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

104 hedge funds and large institutions have $403M invested in Highland Opportunities and Income Fund in 2019 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 30 increasing their positions, 27 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
104
Holders Change
+19
Holders Change %
+22.35%
% of All Funds
2.05%
Holding in Top 10
7
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-36.36%
% of All Funds
0.14%
New
30
Increased
30
Reduced
27
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
DKCM
Davidson Kempner Capital Management
New York
+$26.1M
2
PAIM
Punch & Associates Investment Management
Minnesota
+$7.14M
3
PP
Paloma Partners
Connecticut
+$6.49M
4
COLIM
City of London Investment Management
United Kingdom
+$6.32M
5
BPCM
Beach Point Capital Management
California
+$5.69M

Top Sellers

1
UFM
Ursa Fund Management
California
-$20.7M
2
BHMP
Bardin Hill Management Partners
New York
-$18.2M
3
Morgan Stanley
Morgan Stanley
New York
-$13.6M
4
AC
Antara Capital
New York
-$8.75M
5
AWA
Arete Wealth Advisors
Illinois
-$7.53M
Name Holding Trade Value Shares
Change 		Shares
Change %
LCM
26
Landscape Capital Management
New Jersey
$3.9M +$3.9M +313,670 New
LPL Financial
27
LPL Financial
California
$3.76M -$2.19M -176,479 -37%
MA
28
MONECO Advisors
Connecticut
$3.49M -$1.36M -110,884 -28%
ATPW
29
Ashton Thomas Private Wealth
Arizona
$3.47M +$296K +23,778 +9%
Millennium Management
30
Millennium Management
New York
$3.05M +$3.05M +245,261 New
PWPS
31
Pinnacle Wealth Planning Services
Ohio
$2.35M -$57.7K -4,640 -2%
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$1.98M +$110K +8,837 +6%
SPC
33
Sigma Planning Corp
Michigan
$1.77M -$90.3K -7,264 -5%
OC
34
Oppenheimer & Co
New York
$1.73M +$286K +22,993 +20%
BI
35
Bulldog Investors
New Jersey
$1.48M +$567K +45,620 +62%
6M
36
6 Meridian
Kansas
$1.45M +$1.45M +116,651 New
Qube Research & Technologies (QRT)
37
Qube Research & Technologies (QRT)
United Kingdom
$1.31M +$1.31M +105,135 New
SS
38
Sunbelt Securities
Texas
$1.28M -$105K -8,415 -8%
Commonwealth Equity Services
39
Commonwealth Equity Services
Massachusetts
$1.23M +$54.5K +4,388 +5%
CP
40
Camelot Portfolios
Ohio
$1.17M -$18.3K -1,472 -2%
Truist Financial
41
Truist Financial
North Carolina
$1.14M +$1.14M +91,698 New
SPIA
42
Steward Partners Investment Advisory
New York
$1.03M -$423K -34,017 -29%
STA
43
Summit Trail Advisors
New York
$993K +$993K +79,896 New
JG
44
Jefferies Group
New York
$971K -$696K -55,944 -42%
LTFS
45
Ladenburg Thalmann Financial Services
Florida
$952K +$106K +8,523 +13%
HighTower Advisors
46
HighTower Advisors
Illinois
$899K +$678K +54,484 +307%
IAA
47
Independent Advisor Alliance
North Carolina
$849K +$849K +68,311 New
MCM
48
Moore Capital Management
New York
$835K +$835K +67,169 New
NAM
49
Nexpoint Asset Management
Texas
$808K – – –
CAN
50
Cetera Advisor Networks
California
$807K -$1.86M -150,725 -70%
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