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GUG

Guggenheim Active Allocation Fund

51 hedge funds and large institutions have $163M invested in Guggenheim Active Allocation Fund in 2025 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 20 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

25% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 16

4% more funds holding

Funds holding: 4951 (+2)

1% more capital invested

Capital invested by funds: $161M → $163M (+$1.81M)

0.43% more ownership

Funds ownership: 31.27%31.7% (+0.43%)

Holders
51
Holders Change
+2
Holders Change %
+4.08%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
20
Reduced
16
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
26
LPL Financial
California
$423K +$36.1K +2,310 +9%
DC
27
Davenport & Co
Virginia
$380K +$5.01K +321 +1%
Cetera Investment Advisers
28
Cetera Investment Advisers
Illinois
$360K +$20.7K +1,329 +6%
Rockefeller Capital Management
29
Rockefeller Capital Management
New York
$345K +$7.77K +498 +2%
UBS Group
30
UBS Group
Switzerland
$290K -$627K -40,187 -68%
KWM
31
Kingsview Wealth Management
Oregon
$270K -$26.9K -1,725 -9%
MWM
32
MGB Wealth Management
Texas
$248K +$77.8K +4,987 +46%
USCWA
33
U.S. Capital Wealth Advisors
Texas
$225K -$194K -12,400 -46%
Creative Planning
34
Creative Planning
Kansas
$217K +$217K +13,900 New
WS
35
Wedbush Securities
California
$212K -$24.3K -1,557 -10%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$183K -$5.6K -359 -3%
NA
37
Nordwand Advisors
Pennsylvania
$179K
Walleye Capital
38
Walleye Capital
New York
$179K -$73.7K -4,723 -29%
LNWWM
39
Laird Norton Wetherby Wealth Management
California
$175K -$193K -12,358 -52%
BCI
40
Brinker Capital Investments
Pennsylvania
$170K -$8.19K -525 -5%
SC
41
SouthState Corp
Florida
$131K
AGWCA
42
Annis Gardner Whiting Capital Advisors
Florida
$117K
GWM
43
Geneos Wealth Management
Colorado
$46.8K
LFG
44
Larson Financial Group
Missouri
$46.8K
NWMP
45
Noble Wealth Management PBC
Colorado
$42.1K +$42.1K +2,700 New
JP Morgan Chase
46
JP Morgan Chase
New York
$34.3K -$46.8K -3,000 -58%
TFGT
47
TS Financial Group (TSFG)
Illinois
$27K
HI
48
Harbour Investments
Wisconsin
$23.4K
MAM
49
Morse Asset Management
Connecticut
$20.4K +$20.4K +1,310 New
BBPWM
50
Blue Bell Private Wealth Management
Pennsylvania
$3.12K

GUG Hedge Fund Activity: Q3 2025 in Review

51 of the 7,621 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Active Allocation Fund (GUG) for Q3 2025, worth a combined $163M — up 1.1% from $161M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new GUG positions and 3 closed out — a net gain of 2 holders — while 20 added to existing stakes and 16 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.08M. The largest seller was Bank of America, cutting an estimated $3.78M.

  • 51 institutional investors held Guggenheim Active Allocation Fund (GUG) as of Q3 2025, up from 49 in Q2 2025.
  • Funds reported $163M of Guggenheim Active Allocation Fund stock for Q3 2025, up 1.1% quarter-over-quarter.
  • 5 funds opened new Guggenheim Active Allocation Fund positions in Q3 2025 and 3 closed out, a net change of +2 holders.
  • The largest Guggenheim Active Allocation Fund buyer in Q3 2025 was Morgan Stanley, an estimated $3.08M added.
  • The largest Guggenheim Active Allocation Fund seller in Q3 2025 was Bank of America, an estimated $3.78M sold.

Based on aggregated 13F filings for Q3 2025.