First Trust Utilities AlphaDEX Fund
FXU
95 hedge funds and large institutions have $243M invested in First Trust Utilities AlphaDEX Fund in 2019 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 23 increasing their positions, 31 reducing their positions, and 16 closing their positions.
25% more first-time investments, than exits
New positions opened: 20 | Existing positions closed: 16
4% more funds holding
Funds holding: 91 → 95 (+4)
0% more capital invested
Capital invested by funds: $243M → $243M (+$473K)
0% more funds holding in top 10
Funds holding in top 10: 2 → 2 (0)
0.26% less ownership
Funds ownership: 62.89% → 62.63% (-0.26%)
26% less repeat investments, than reductions
Existing positions increased: 23 | Existing positions reduced: 31
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SAM
Shamrock Asset Management
Dallas,
Texas
|
+$6.74M |
| 2 |
UBS Group
Zurich,
Switzerland
|
+$5.5M |
| 3 |
FI
FormulaFolio Investments
Grand Rapids,
Michigan
|
+$3.88M |
| 4 |
MML Investors Services
Springfield,
Massachusetts
|
+$3.29M |
| 5 |
ACM
AlphaStar Capital Management
Cornelius,
North Carolina
|
+$2.17M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
NCM
Niemann Capital Management
Stateline,
Nevada
|
-$9.27M |
| 2 |
Morgan Stanley
New York
|
-$5.83M |
| 3 |
RIG
RiverFront Investment Group
Richmond,
Virginia
|
-$4.35M |
| 4 |
WP
WealthSource Partners
San Luis Obispo,
California
|
-$4.34M |
| 5 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$2.7M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TSS
101
Two Sigma Securities
New York
| – | -$386K | -14,424 | Closed |
|
|
CIAS
102
Capital Investment Advisory Services
Raleigh,
North Carolina
| – | -$330K | -12,331 | Closed |
|
103
Jane Street
New York
| – | -$289K | -10,776 | Closed |
|
|
FAAS
104
First Allied Advisory Services
San Diego,
California
| – | -$239K | -8,906 | Closed |
|
|
MOS
105
MGO One Seven
Beachwood,
Ohio
| – | -$84K | -3,154 | Closed |
|
|
AIC
106
Ameritas Investment Company
Lincoln,
Nebraska
| – | -$28K | -1,041 | Closed |
|
|
CA
107
Claro Advisors
Boston,
Massachusetts
| – | -$8K | -300 | Closed |
|
|
RFC
108
Regions Financial Corp
Birmingham,
Alabama
| – | -$7K | -256 | Closed |
|
FXU Hedge Fund Activity: Q1 2019 in Review
95 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q1 2019, worth a combined $243M — up 0.19% from $243M a quarter earlier.
Buyers outnumbered sellers: 20 funds opened new FXU positions and 16 closed out — a net gain of 4 holders — while 23 added to existing stakes and 31 trimmed.
The largest buyer was Shamrock Asset Management, opening a new position worth an estimated $6.74M. The largest seller was Niemann Capital Management, exiting entirely with an estimated $9.27M sold.
- 95 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q1 2019, up from 91 in Q4 2018.
- Funds reported $243M of First Trust Utilities AlphaDEX Fund stock for Q1 2019, up 0.19% quarter-over-quarter.
- 20 funds opened new First Trust Utilities AlphaDEX Fund positions in Q1 2019 and 16 closed out, a net change of +4 holders.
- The largest First Trust Utilities AlphaDEX Fund buyer in Q1 2019 was Shamrock Asset Management, an estimated $6.74M added.
- The largest First Trust Utilities AlphaDEX Fund seller in Q1 2019 was Niemann Capital Management, an estimated $9.27M sold.
Based on aggregated 13F filings for Q1 2019.