We are live on ! Find out more
FXU icon

First Trust Utilities AlphaDEX Fund

100 hedge funds and large institutions have $1.09B invested in First Trust Utilities AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 35 increasing their positions, 38 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

8% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 38

2.44% less ownership

Funds ownership: 86.04%83.6% (-2.4%)

4% less funds holding

Funds holding: 104100 (-4)

7% less capital invested

Capital invested by funds: $1.17B → $1.09B (-$82.2M)

14% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 14

Holders
100
Holders Change
-4
Holders Change %
-3.85%
% of All Funds
2.49%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
12
Increased
35
Reduced
38
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SPIA
76
Steward Partners Investment Advisory
New York
$89K +$91.7K +3,326 New
BTIS
77
BB&T Investment Services
North Carolina
$68K +$27.9K +1,011 +67%
FANJ
78
Financial Architects (New Jersey)
New Jersey
$56K -$7.85K -285 -12%
HNB
79
Huntington National Bank
Ohio
$54K
PFBT
80
Parkside Financial Bank & Trust
Missouri
$46K
GWM
81
Geneos Wealth Management
Colorado
$32K
Manulife (Manufacturers Life Insurance)
82
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$30K -$23.9K -867 -44%
WEC
83
Winslow Evans & Crocker
Massachusetts
$25.7K
CFD
84
Creative Financial Designs
Indiana
$23K
BWA
85
Burt Wealth Advisors
Maryland
$19K
RPG
86
Risk Paradigm Group
Texas
$17.4K -$412K -14,942 -96%
SAM
87
Shamrock Asset Management
Texas
$17K +$17.6K +638 New
NFG
88
Next Financial Group
Texas
$11K
AWMS
89
Advocacy Wealth Management Services
Georgia
$9K +$9.29K +337 New
FCMT
90
Founders Capital Management (Texas)
Texas
$8K
BRC
91
Bell Rock Capital
Delaware
$7K
HI
92
Hudock Inc
Pennsylvania
$7K
TIM
93
Tortoise Investment Management
New York
$7K
MA
94
MCF Advisors
Kentucky
$6K
Bank of Montreal
95
Bank of Montreal
Ontario, Canada
$5K -$24.8M -901,630 -100%
CP
96
Corbenic Partners
Pennsylvania
$4K +$3.61K +131 New
BF
97
BOK Financial
Oklahoma
$3K +$3.5K +127 New
First Manhattan
98
First Manhattan
New York
$3K +$3.75K +136 New
SQA
99
Simon Quick Advisors
New Jersey
$2K +$2.29K +83 New
US Bancorp
100
US Bancorp
Minnesota
$1K +$1.32K +48 New

FXU Hedge Fund Activity: Q3 2017 in Review

100 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q3 2017, worth a combined $1.09B — down 7% from $1.17B a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of FXU and 12 opened new positions — a net loss of 2 holders — while 38 trimmed existing stakes and 35 added.

The largest buyer was BB&T Securities, adding an estimated $9.08M. The largest seller was First Trust Advisors, cutting an estimated $27.4M.

  • 100 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q3 2017, down from 104 in Q2 2017.
  • Funds reported $1.09B of First Trust Utilities AlphaDEX Fund stock for Q3 2017, down 7% quarter-over-quarter.
  • 12 funds opened new First Trust Utilities AlphaDEX Fund positions in Q3 2017 and 14 closed out, a net change of -2 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q3 2017 was BB&T Securities, an estimated $9.08M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q3 2017 was First Trust Advisors, an estimated $27.4M sold.

Based on aggregated 13F filings for Q3 2017.