Financial Architects (New Jersey)’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

Financial Architects (New Jersey)’s Portfolio FXU Stock Details FXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-2,063	Closed	-$56K	–	1523
2017 Q3	$56K	Sell	2,063 -285	-12%	-$7.85K	0.01%	651
2017 Q2	$64K	Hold	2,348	–	–	0.01%	594
2017 Q1	$64K	Hold	2,348	–	–	0.01%	589
2016 Q4	$63K	Buy	2,348 +1,715	+271%	+$44.5K	0.01%	509
2016 Q3	$16K	Hold	633	–	–	﹤0.01%	893
2016 Q2	$17K	Buy	+633	New	+$16.2K	﹤0.01%	833

Other funds holding FXU

RIG

RiverFront Investment Group Richmond, Virginia $6.46B AUM 18.45% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Financial Architects (New Jersey)'s FXU Position: Q4 2017 in Review

Financial Architects (New Jersey) sold out of First Trust Utilities AlphaDEX Fund (FXU) in Q4 2017, closing a stake of 2,063 shares — an estimated $56K sold.

Financial Architects (New Jersey) first reported a position in FXU in Q2 2016 and held it in 6 quarters. The position peaked at $64K in Q2 2017. 77 funds tracked by Wall St. Rank hold FXU as of Q4 2017.

Financial Architects (New Jersey) reported no remaining First Trust Utilities AlphaDEX Fund position as of Q4 2017 after selling out during the quarter.
Financial Architects (New Jersey) sold 2,063 First Trust Utilities AlphaDEX Fund shares in Q4 2017, an estimated $56K.
Financial Architects (New Jersey) first reported a position in First Trust Utilities AlphaDEX Fund in Q2 2016 and held it in 6 quarters.
Financial Architects (New Jersey)'s First Trust Utilities AlphaDEX Fund position peaked at $64K in Q2 2017.
77 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q4 2017.

Based on Financial Architects (New Jersey)'s 13F filing for Q4 2017, filed 12 Feb 2018.