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First Trust Utilities AlphaDEX Fund
FXU

Overview Fund Activity

107 hedge funds and large institutions have $1.16B invested in First Trust Utilities AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 28 increasing their positions, 47 reducing their positions, and 12 closing their positions.

Holders
107
Holders Change
+8
Holders Change %
+8.08%
% of All Funds
2.67%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.07%
New
21
Increased
28
Reduced
47
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$45.1M
2
HighTower Advisors
2
HighTower Advisors
Illinois
$3.28M
3
BFA
3
Beaumont Financial Advisors
Massachusetts
$2.65M
4
Baird Financial Group
4
Baird Financial Group
Wisconsin
$4.76M
5
GA
5
Gateway Advisory
New Jersey
$2.21M

Top Sellers

1
First Trust Advisors
1
First Trust Advisors
Illinois
$550M
2
Morgan Stanley
2
Morgan Stanley
New York
$134M
3
HA
3
Hays Advisory
Tennessee
$0
4
Citadel Advisors
4
Citadel Advisors
Florida
$0
5
TRCT
5
Tower Research Capital (TRC)
New York
$844K
Name Holding Trade Value Shares
Change 		Shares
Change %
CI
76
Cavalier Investments
Georgia
$340K +$340K +12,427 New
KA
77
Kovack Advisors
Florida
$320K -$8.11K -296 -2%
CC
78
Cedar Capital
Illinois
$299K -$987 -36 -0.3%
SWM
79
Segment Wealth Management
Texas
$286K +$286K +10,444 New
LFAS
80
Level Four Advisory Services
Texas
$275K -$523 -19 -0.2%
Citigroup
81
Citigroup
New York
$271K -$56.6K -2,070 -17%
FAAS
82
First Allied Advisory Services
California
$247K -$5.39K -199 -2%
SWP
83
Stratos Wealth Partners
Ohio
$241K +$241K +8,794 New
NPC
84
National Planning Corporation
California
$232K -$4.45K -162 -2%
DADC
85
D.A. Davidson & Co
Montana
$209K – – –
ASN
86
Advisory Services Network
Georgia
$117K +$117K +4,280 New
RFM
87
Royal Fund Management
Florida
$116K – – –
RFWA
88
RPg Family Wealth Advisory
Massachusetts
$79.5K +$79.5K +2,903 New
MAS
89
Madden Advisory Services
Florida
$72K +$72K +2,635 New
FANJ
90
Financial Architects (New Jersey)
New Jersey
$64K – – –
Manulife (Manufacturers Life Insurance)
91
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$50K +$22.1K +808 +79%
PFBT
92
Parkside Financial Bank & Trust
Missouri
$47K – – –
GWM
93
Geneos Wealth Management
Colorado
$33K -$69.2K -2,564 -68%
CFD
94
Creative Financial Designs
Indiana
$29K – – –
WEC
95
Winslow Evans & Crocker
Massachusetts
$26K – – –
BWA
96
Burt Wealth Advisors
Maryland
$19K – – –
BTIS
97
BB&T Investment Services
North Carolina
$17K +$4.91K +190 +41%
Fifth Third Bancorp
98
Fifth Third Bancorp
Ohio
$16K -$127K -4,552 -89%
NFG
99
Next Financial Group
Texas
$11K -$20.6K -750 -65%
Northwestern Mutual Wealth Management
100
Northwestern Mutual Wealth Management
Wisconsin
$11K +$11K +412 New
1 2 3
4
5