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First Trust Utilities AlphaDEX Fund

91 hedge funds and large institutions have $243M invested in First Trust Utilities AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 34 increasing their positions, 18 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 9

89% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 18

20% more funds holding

Funds holding: 7691 (+15)

18% more capital invested

Capital invested by funds: $206M → $243M (+$36.9M)

1.43% more ownership

Funds ownership: 61.46%62.89% (+1.4%)

Holders
91
Holders Change
+15
Holders Change %
+19.74%
% of All Funds
2.03%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.04%
New
24
Increased
34
Reduced
18
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BA
51
Ballew Advisors
Mississippi
$323K -$105K -3,763 -24%
PAG
52
Private Advisor Group
New Jersey
$322K +$13.6K +487 +4%
WWM
53
Western Wealth Management
Colorado
$314K +$328K +11,717 New
CAN
54
Cetera Advisor Networks
California
$303K +$96.5K +3,452 +44%
PNC Financial Services Group
55
PNC Financial Services Group
Pennsylvania
$292K -$7.63K -273 -2%
Jane Street
56
Jane Street
New York
$289K +$301K +10,776 New
FAAS
57
First Allied Advisory Services
California
$239K +$249K +8,906 New
Commonwealth Equity Services
58
Commonwealth Equity Services
Massachusetts
$214K +$14.8K +529 +7%
Citigroup
59
Citigroup
New York
$155K +$32K +1,144 +25%
MOS
60
MGO One Seven
Ohio
$84K +$88.2K +3,154 New
SWM
61
SeaCrest Wealth Management
New York
$70K
WTC
62
WhitTier Trust Company
Nevada
$67K
PFBT
63
Parkside Financial Bank & Trust
Missouri
$46K
Northwestern Mutual Wealth Management
64
Northwestern Mutual Wealth Management
Wisconsin
$46K +$47.7K +1,707 New
ACM
65
Aviance Capital Management
Florida
$41K +$43.1K +1,543 New
GWM
66
Geneos Wealth Management
Colorado
$36K +$32.6K +1,165 +550%
CFGS
67
Concourse Financial Group Securities
Alabama
$29K +$30.8K +1,100 New
AIC
68
Ameritas Investment Company
Nebraska
$28K +$29.1K +1,041 New
WEC
69
Winslow Evans & Crocker
Massachusetts
$26K
AP
70
Atwood & Palmer
Missouri
$23K
NC
71
NewSquare Capital
Pennsylvania
$23K
William Blair & Company
72
William Blair & Company
Illinois
$20K +$4.98K +178 +31%
JP Morgan Chase
73
JP Morgan Chase
New York
$19K -$65K -2,324 -76%
BWA
74
Burt Wealth Advisors
Maryland
$19K
QCIG
75
Quad-Cities Investment Group
Iowa
$11K

FXU Hedge Fund Activity: Q4 2018 in Review

91 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q4 2018, worth a combined $243M — up 18% from $206M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new FXU positions and 9 closed out — a net gain of 15 holders — while 34 added to existing stakes and 18 trimmed.

The largest buyer was Niemann Capital Management, opening a new position worth an estimated $9.67M. The largest seller was Stifel Financial, cutting an estimated $4.02M.

  • 91 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q4 2018, up from 76 in Q3 2018.
  • Funds reported $243M of First Trust Utilities AlphaDEX Fund stock for Q4 2018, up 18% quarter-over-quarter.
  • 24 funds opened new First Trust Utilities AlphaDEX Fund positions in Q4 2018 and 9 closed out, a net change of +15 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q4 2018 was Niemann Capital Management, an estimated $9.67M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q4 2018 was Stifel Financial, an estimated $4.02M sold.

Based on aggregated 13F filings for Q4 2018.