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First Trust Utilities AlphaDEX Fund
FXU

Overview Fund Activity

91 hedge funds and large institutions have $243M invested in First Trust Utilities AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 34 increasing their positions, 18 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
91
Holders Change
+15
Holders Change %
+19.74%
% of All Funds
2.03%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
%
% of All Funds
0.04%
New
24
Increased
34
Reduced
18
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NCM
Niemann Capital Management
Nevada
$9.27M
2
Bank of America
Bank of America
North Carolina
$10.1M
3
Morgan Stanley
Morgan Stanley
New York
$53.1M
4
LPL Financial
LPL Financial
California
$6.42M
5
UBS Group
UBS Group
Switzerland
$13.4M

Top Sellers

1
Stifel Financial
Stifel Financial
Missouri
$4.25M
2
VF
Virtu Financial
New York
$0
3
RIG
RiverFront Investment Group
Virginia
$37.4M
4
TRCT
Tower Research Capital (TRC)
New York
$928K
5
RJA
Raymond James & Associates
Florida
$15.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
BA
51
Ballew Advisors
Mississippi
$323K -$104K -3,763 -24%
PAG
52
Private Advisor Group
New Jersey
$322K +$13.1K +487 +4%
WWM
53
Western Wealth Management
Colorado
$314K +$314K +11,717 New
CAN
54
Cetera Advisor Networks
California
$303K +$93.1K +3,452 +44%
PNC Financial Services Group
55
PNC Financial Services Group
Pennsylvania
$292K -$7.32K -273 -2%
Jane Street
56
Jane Street
New York
$289K +$289K +10,776 New
FAAS
57
First Allied Advisory Services
California
$239K +$239K +8,906 New
Commonwealth Equity Services
58
Commonwealth Equity Services
Massachusetts
$214K +$14.1K +529 +7%
Citigroup
59
Citigroup
New York
$155K +$30.7K +1,144 +25%
MOS
60
MGO One Seven
Ohio
$84K +$84K +3,154 New
SWM
61
SeaCrest Wealth Management
New York
$70K – – –
WTC
62
WhitTier Trust Company
Nevada
$67K – – –
PFBT
63
Parkside Financial Bank & Trust
Missouri
$46K – – –
Northwestern Mutual Wealth Management
64
Northwestern Mutual Wealth Management
Wisconsin
$46K +$46K +1,707 New
ACM
65
Aviance Capital Management
Florida
$41K +$41K +1,543 New
GWM
66
Geneos Wealth Management
Colorado
$36K +$30.5K +1,165 +550%
CFGS
67
Concourse Financial Group Securities
Alabama
$29K +$29K +1,100 New
AIC
68
Ameritas Investment Company
Nebraska
$28K +$28K +1,041 New
WEC
69
Winslow Evans & Crocker
Massachusetts
$26K – – –
AP
70
Atwood & Palmer
Missouri
$23K – – –
NC
71
NewSquare Capital
Pennsylvania
$23K – – –
William Blair & Company
72
William Blair & Company
Illinois
$20K +$4.76K +178 +31%
JPMorgan Chase & Co
73
JPMorgan Chase & Co
New York
$19K -$60.7K -2,324 -76%
BWA
74
Burt Wealth Advisors
Maryland
$19K – – –
QCIG
75
Quad-Cities Investment Group
Iowa
$11K – – –
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