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First Trust Utilities AlphaDEX Fund

107 hedge funds and large institutions have $1.16B invested in First Trust Utilities AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 28 increasing their positions, 47 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 12

8% more funds holding

Funds holding: 99107 (+8)

2.69% less ownership

Funds ownership: 84.28%81.59% (-2.7%)

7% less capital invested

Capital invested by funds: $1.24B → $1.16B (-$89.6M)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

40% less repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 47

Holders
107
Holders Change
+8
Holders Change %
+8.08%
% of All Funds
2.66%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.07%
New
21
Increased
28
Reduced
47
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
OC
51
Oppenheimer & Co
New York
$736K -$14.3K -527 -2%
Koshinski Asset Management
52
Koshinski Asset Management
Illinois
$734K +$23.4K +859 +3%
RIA
53
Regal Investment Advisors
Michigan
$691K +$28K +1,027 +4%
HI
54
Horizon Investments
North Carolina
$659K -$44.1K -1,621 -6%
FFS
55
Founders Financial Securities
Maryland
$659K -$44K -1,616 -6%
IA
56
IFP Advisors
Florida
$650K +$139K +5,092 +27%
LFG
57
LifePlan Financial Group
Ohio
$632K -$1.34M -49,272 -68%
CS
58
Credit Suisse
Switzerland
$624K -$190K -6,992 -23%
SG Americas Securities
59
SG Americas Securities
New York
$624K +$186K +6,839 +43%
VEA
60
Virtus ETF Advisers
New York
$611K +$607K +22,301 New
TCM
61
Tuttle Capital Management
Connecticut
$610K +$607K +22,301 New
VKH
62
Virtu KCG Holdings
New York
$562K -$1.71M -62,668 -75%
Cambridge Investment Research Advisors
63
Cambridge Investment Research Advisors
Iowa
$532K -$83.7K -3,074 -14%
FA
64
FDx Advisors
Illinois
$495K +$492K +18,061 New
WF
65
WealthTrust Fairport
Ohio
$493K -$20.7K -759 -4%
CIAS
66
Capital Investment Advisory Services
North Carolina
$461K +$458K +16,813 New
BIG
67
Bellwether Investment Group
Tennessee
$459K -$17K -625 -4%
TSS
68
Two Sigma Securities
New York
$456K +$145K +5,316 +47%
RPG
69
Risk Paradigm Group
Texas
$431K +$429K +15,750 New
AI
70
Atria Investments
North Carolina
$431K +$170K +6,235 +66%
SPC
71
Sigma Planning Corp
Michigan
$391K -$758K -27,850 -66%
NA
72
Navellier & Associates
Nevada
$390K +$123K +4,526 +47%
WA
73
WFG Advisors
Texas
$382K +$36.2K +1,330 +11%
RWM
74
RKL Wealth Management
Pennsylvania
$361K +$359K +13,185 New
SI
75
Stephens Inc
Arkansas
$356K -$9.39K -345 -3%

FXU Hedge Fund Activity: Q1 2017 in Review

107 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q1 2017, worth a combined $1.16B — down 7.2% from $1.24B a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new FXU positions and 12 closed out — a net gain of 9 holders — while 28 added to existing stakes and 47 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $11.2M. The largest seller was First Trust Advisors, cutting an estimated $52.1M.

  • 107 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q1 2017, up from 99 in Q4 2016.
  • Funds reported $1.16B of First Trust Utilities AlphaDEX Fund stock for Q1 2017, down 7.2% quarter-over-quarter.
  • 21 funds opened new First Trust Utilities AlphaDEX Fund positions in Q1 2017 and 12 closed out, a net change of +9 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q1 2017 was Raymond James & Associates, an estimated $11.2M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q1 2017 was First Trust Advisors, an estimated $52.1M sold.

Based on aggregated 13F filings for Q1 2017.