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First Trust Utilities AlphaDEX Fund

108 hedge funds and large institutions have $1.12B invested in First Trust Utilities AlphaDEX Fund in 2019 Q2 according to their latest regulatory filings, with 27 funds opening new positions, 48 increasing their positions, 17 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

361% more capital invested

Capital invested by funds: $243M → $1.12B (+$879M)

182% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 17

170% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 10

100% more funds holding in top 10

Funds holding in top 10: 24 (+2)

20.23% more ownership

Funds ownership: 62.63%82.86% (+20%)

14% more funds holding

Funds holding: 95108 (+13)

Holders
108
Holders Change
+13
Holders Change %
+13.68%
% of All Funds
2.35%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.09%
New
27
Increased
48
Reduced
17
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FI
26
FormulaFolio Investments
Michigan
$4.29M +$283K +9,946 +7%
ASN
27
Advisory Services Network
Georgia
$4.21M +$4.09M +143,538 +4,473%
MML Investors Services
28
MML Investors Services
Massachusetts
$3.97M +$144K +5,059 +4%
TFA
29
Transamerica Financial Advisors
Florida
$3.86M +$3.82M +134,327 +223,878%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$3.86M +$2.68M +94,075 +232%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$3.17M +$141K +4,970 +5%
PFS
32
Prospera Financial Services
Texas
$2.9M +$1.07M +37,545 +61%
MWM
33
MinichMacGregor Wealth Management
New York
$2.49M +$799K +28,090 +48%
CA
34
Cetera Advisors
Colorado
$2M +$26K +912 +1%
AG
35
Advisor Group
Arizona
$1.91M +$871K +30,597 +86%
DWA
36
Dorsey Wright & Associates
California
$1.9M +$1.89M +66,315 New
VBFP
37
Valtinson Bruner Financial Planning
Minnesota
$1.79M -$25.5K -895 -1%
Susquehanna International Group
38
Susquehanna International Group
Pennsylvania
$1.68M -$160K -5,637 -9%
ACM
39
AlphaStar Capital Management
North Carolina
$1.66M -$574K -20,185 -26%
JP Morgan Chase
40
JP Morgan Chase
New York
$1.48M +$1.45M +51,014 +7,017%
VCM
41
Virtue Capital Management
Tennessee
$1.4M +$313K +11,007 +29%
LA
42
LexAurum Advisors
Kansas
$1.29M -$8.65K -304 -0.7%
AA
43
Advisory Alpha
Michigan
$1.21M +$29K +1,020 +2%
TRCT
44
Tower Research Capital (TRC)
New York
$1.15M +$836K +29,382 +278%
Jane Street
45
Jane Street
New York
$1.12M +$1.11M +38,882 New
Goldman Sachs
46
Goldman Sachs
New York
$1.05M +$1.04M +36,456 New
CAN
47
Claraphi Advisory Network
United States
$999K +$640K +22,500 +183%
UCFA
48
United Capital Financial Advisors
Texas
$943K +$474K +16,667 +103%
MOS
49
MGO One Seven
Ohio
$927K +$919K +32,289 New
FEM
50
Fulcrum Equity Management
Texas
$906K +$50.5K +1,775 +6%

FXU Hedge Fund Activity: Q2 2019 in Review

108 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q2 2019, worth a combined $1.12B — up 361% from $243M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new FXU positions and 10 closed out — a net gain of 17 holders — while 48 added to existing stakes and 17 trimmed.

The largest buyer was First Trust Advisors, opening a new position worth an estimated $578M. The largest seller was Virtu Financial, exiting entirely with an estimated $853K sold.

  • 108 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q2 2019, up from 95 in Q1 2019.
  • Funds reported $1.12B of First Trust Utilities AlphaDEX Fund stock for Q2 2019, up 361% quarter-over-quarter.
  • 27 funds opened new First Trust Utilities AlphaDEX Fund positions in Q2 2019 and 10 closed out, a net change of +17 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q2 2019 was First Trust Advisors, an estimated $578M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q2 2019 was Virtu Financial, an estimated $853K sold.

Based on aggregated 13F filings for Q2 2019.