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First Trust Utilities AlphaDEX Fund
FXU

95 hedge funds and large institutions have $243M invested in First Trust Utilities AlphaDEX Fund in 2019 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 23 increasing their positions, 31 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 16

4% more funds holding

Funds holding: 91 → 95 (+4)

0% more capital invested

Capital invested by funds: $243M → $243M (+$473K)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0.26% less ownership

Funds ownership: 62.89% → 62.63% (-0.26%)

26% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 31

Holders
95
Holders Change
+4
Holders Change %
+4.4%
% of All Funds
2.06%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
20
Increased
23
Reduced
31
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SAM
Shamrock Asset Management
Texas
+$6.74M
2
UBS Group
UBS Group
Switzerland
+$5.5M
3
FI
FormulaFolio Investments
Michigan
+$3.88M
4
MML Investors Services
MML Investors Services
Massachusetts
+$3.29M
5
ACM
AlphaStar Capital Management
North Carolina
+$2.17M

Top Sellers

Rank Fund Capital Flow
1
NCM
Niemann Capital Management
Nevada
-$9.27M
2
Morgan Stanley
Morgan Stanley
New York
-$5.83M
3
RIG
RiverFront Investment Group
Virginia
-$4.35M
4
WP
WealthSource Partners
California
-$4.34M
5
RJA
Raymond James & Associates
Florida
-$2.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
LA
26
LexAurum Advisors
Kansas
$1.28M +$83.1K +2,988 +7%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$1.15M -$30K -1,078 -3%
AA
28
Advisory Alpha
Michigan
$1.14M +$66.9K +2,406 +6%
VCM
29
Virtue Capital Management
Tennessee
$1.07M +$399K +14,353 +61%
AG
30
Advisor Group
Arizona
$1.01M +$387K +13,900 +64%
FEM
31
Fulcrum Equity Management
Texas
$859K +$845K +30,365 New
VF
32
Virtu Financial
New York
$853K +$839K +30,165 New
Baird Financial Group
33
Baird Financial Group
Wisconsin
$824K -$246K -8,838 -23%
SS
34
Simplicity Solutions
Minnesota
$633K +$623K +22,398 New
RFM
35
Royal Fund Management
Florida
$626K -$291K -10,453 -32%
SB
36
Suntrust Banks
Georgia
$589K +$42.3K +1,521 +7%
CAN
37
Cetera Advisor Networks
California
$538K +$219K +7,880 +70%
DBRC
38
D.B. Root & Company
Pennsylvania
$526K -$64.1K -2,305 -11%
RCAG
39
Rehmann Capital Advisory Group
Michigan
$487K +$479K +17,222 New
SPIA
40
Steward Partners Investment Advisory
New York
$473K +$12K +432 +3%
UCFA
41
United Capital Financial Advisors
Texas
$457K +$450K +16,162 New
HFS
42
HL Financial Services
Kentucky
$403K – – –
IA
43
IFP Advisors
Florida
$372K -$12.5K -448 -3%
RIA
44
Regal Investment Advisors
Michigan
$367K – – –
CWM
45
Cornerstone Wealth Management
Missouri
$362K -$139K -4,980 -30%
LFG
46
LifePlan Financial Group
Ohio
$350K – – –
CAN
47
Claraphi Advisory Network
United States
$348K +$342K +12,301 New
WWM
48
Western Wealth Management
Colorado
$336K +$5.62K +202 +2%
BA
49
Ballew Advisors
Mississippi
$322K -$8.9K -320 -3%
PAG
50
Private Advisor Group
New Jersey
$319K -$20.4K -732 -6%
1
2
3 4 5

FXU Hedge Fund Activity: Q1 2019 in Review

95 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q1 2019, worth a combined $243M — up 0.19% from $243M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FXU positions and 16 closed out — a net gain of 4 holders — while 23 added to existing stakes and 31 trimmed.

The largest buyer was Shamrock Asset Management, opening a new position worth an estimated $6.74M. The largest seller was Niemann Capital Management, exiting entirely with an estimated $9.27M sold.

  • 95 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q1 2019, up from 91 in Q4 2018.
  • Funds reported $243M of First Trust Utilities AlphaDEX Fund stock for Q1 2019, up 0.19% quarter-over-quarter.
  • 20 funds opened new First Trust Utilities AlphaDEX Fund positions in Q1 2019 and 16 closed out, a net change of +4 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q1 2019 was Shamrock Asset Management, an estimated $6.74M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q1 2019 was Niemann Capital Management, an estimated $9.27M sold.

Based on aggregated 13F filings for Q1 2019.