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First Trust Utilities AlphaDEX Fund
FXU

Overview Fund Activity

91 hedge funds and large institutions have $243M invested in First Trust Utilities AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 34 increasing their positions, 18 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
91
Holders Change
+15
Holders Change %
+19.74%
% of All Funds
2.03%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
%
% of All Funds
0.04%
New
24
Increased
34
Reduced
18
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NCM
1
Niemann Capital Management
Nevada
$9.27M
2
Bank of America
2
Bank of America
North Carolina
$10.1M
3
Morgan Stanley
3
Morgan Stanley
New York
$53.1M
4
LPL Financial
4
LPL Financial
California
$6.42M
5
UBS Group
5
UBS Group
Switzerland
$13.4M

Top Sellers

1
Stifel Financial
1
Stifel Financial
Missouri
$4.25M
2
VF
2
Virtu Financial
New York
$0
3
RIG
3
RiverFront Investment Group
Virginia
$37.4M
4
TRCT
4
Tower Research Capital (TRC)
New York
$928K
5
RJA
5
Raymond James & Associates
Florida
$15.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
LA
26
LexAurum Advisors
Kansas
$1.13M +$1.13M +42,340 New
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$1.12M +$673K +25,140 +152%
AA
28
Advisory Alpha
Michigan
$1.06M +$1.06M +38,327 +38,327%
Baird Financial Group
29
Baird Financial Group
Wisconsin
$1.02M -$23.2K -867 -2%
PFS
30
Prospera Financial Services
Texas
$941K +$941K +34,665 New
Koshinski Asset Management
31
Koshinski Asset Management
Illinois
$939K -$18.3K -682 -2%
TRCT
32
Tower Research Capital (TRC)
New York
$928K -$801K -29,913 -46%
RFM
33
Royal Fund Management
Florida
$873K +$873K +32,620 New
NFG
34
Next Financial Group
Texas
$860K +$831K +31,049 +2,888%
Citadel Advisors
35
Citadel Advisors
Florida
$757K +$260K +9,691 +52%
VCM
36
Virtue Capital Management
Tennessee
$627K +$627K +23,400 New
AG
37
Advisor Group
Arizona
$584K +$294K +10,988 +101%
DBRC
38
D.B. Root & Company
Pennsylvania
$560K +$560K +20,901 New
SB
39
Suntrust Banks
Georgia
$550K +$75.1K +2,917 +16%
ASN
40
Advisory Services Network
Georgia
$506K +$496K +18,536 +4,969%
CWM
41
Cornerstone Wealth Management
Missouri
$442K +$76.9K +2,888 +21%
SPIA
42
Steward Partners Investment Advisory
New York
$436K +$6.98K +261 +2%
MML Investors Services
43
MML Investors Services
Massachusetts
$403K -$101K -3,765 -20%
TSS
44
Two Sigma Securities
New York
$386K +$109K +4,076 +39%
HFS
45
HL Financial Services
Kentucky
$382K -$41.3K -1,542 -10%
IA
46
IFP Advisors
Florida
$364K -$65.4K -2,452 -15%
IAA
47
Independent Advisor Alliance
North Carolina
$349K +$349K +12,706 New
RIA
48
Regal Investment Advisors
Michigan
$348K +$141K +5,272 +68%
LFG
49
LifePlan Financial Group
Ohio
$331K -$27.7K -1,034 -8%
CIAS
50
Capital Investment Advisory Services
North Carolina
$330K -$1.2K -45 -0.4%
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