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First Trust Utilities AlphaDEX Fund
FXU

Overview Fund Activity

99 hedge funds and large institutions have $1.24B invested in First Trust Utilities AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 16 increasing their positions, 57 reducing their positions, and 17 closing their positions.

Holders
99
Holders Change
-5
Holders Change %
-4.81%
% of All Funds
2.48%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.1%
New
14
Increased
16
Reduced
57
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ODG
1
O'Dell Group
Ohio
$6.52M
2
Citadel Advisors
2
Citadel Advisors
Florida
$4.93M
3
SFI
3
SPC Financial Inc
Maryland
$937K
4
BIG
4
Bellwether Investment Group
Tennessee
$465K
5
HFS
5
HL Financial Services
Kentucky
$3.64M

Top Sellers

1
First Trust Advisors
1
First Trust Advisors
Illinois
$588M
2
Morgan Stanley
2
Morgan Stanley
New York
$151M
3
RIG
3
RiverFront Investment Group
Virginia
$40.1M
4
UBS Group
4
UBS Group
Switzerland
$37.2M
5
Wells Fargo
5
Wells Fargo
California
$103M
Name Market Value Shares Shares
Change 		Shares
Change %
HFS
26
HL Financial Services
Kentucky
$3.64M 136,115 +13,595 +11%
FHA
27
First Horizon Advisors
Tennessee
$3.62M 140,239 – –
SAM
28
SignalPoint Asset Management
Missouri
$3.62M 135,316 -15,840 -10%
AIM
29
Astor Investment Management
Illinois
$2.91M 108,673 -13,017 -11%
Susquehanna International Group
30
Susquehanna International Group
Pennsylvania
$2.61M 97,650 +646 +0.7%
Baird Financial Group
31
Baird Financial Group
Wisconsin
$2.43M 90,914 -15,432 -15%
VKH
32
Virtu KCG Holdings
New York
$2.22M 83,170 -12,294 -13%
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$2.13M 82,152 -3,311 -4%
LFG
34
LifePlan Financial Group
Ohio
$1.93M 72,361 -51,491 -42%
AP
35
Atwood & Palmer
Missouri
$1.54M 57,455 -2,750 -5%
JPMorgan Chase & Co
36
JPMorgan Chase & Co
New York
$1.4M 52,429 -2,648 -5%
AG
37
Advisor Group
Arizona
$1.19M 44,335 -2,662 -6%
IH
38
IFC Holdings
Florida
$1.14M 42,324 -80,863 -66%
SPC
39
Sigma Planning Corp
Michigan
$1.13M 42,122 +8,298 +25%
MWM
40
MinichMacGregor Wealth Management
New York
$1.13M 42,115 +4,808 +13%
Jane Street
41
Jane Street
New York
$1.12M 41,702 -632 -1%
UCFA
42
United Capital Financial Advisors
Texas
$1.09M 40,852 -26,534 -39%
Commonwealth Equity Services
43
Commonwealth Equity Services
Massachusetts
$1.02M 37,964 -1,106 -3%
BFEC
44
Benjamin F. Edwards & Company
Missouri
$945K 35,339 -945 -3%
PAG
45
Private Advisor Group
New Jersey
$944K 35,043 -19,918 -36%
SFI
46
SPC Financial Inc
Maryland
$937K 35,067 +35,067 New
GS
47
Girard Securities
California
$862K 32,245 +2,604 +9%
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$823K 30,791 -4,044 -12%
CS
49
Credit Suisse
Switzerland
$795K 29,759 -71,830 -71%
OC
50
Oppenheimer & Co
New York
$732K 27,394 -3,107 -10%
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