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First Trust Financials AlphaDEX Fund
FXO

215 hedge funds and large institutions have $697M invested in First Trust Financials AlphaDEX Fund in 2022 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 66 increasing their positions, 77 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

290% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 10

14% more funds holding

Funds holding: 188 → 215 (+27)

7% more capital invested

Capital invested by funds: $654M → $697M (+$43M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.02% less ownership

Funds ownership: 62.77% → 62.75% (-0.02%)

14% less repeat investments, than reductions

Existing positions increased: 66 | Existing positions reduced: 77

Holders
215
Holders Change
+27
Holders Change %
+14.36%
% of All Funds
3.46%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
39
Increased
66
Reduced
77
Closed
10
Calls
$213K
Puts
–
Net Calls
+$213K
Net Calls Change
+$213K

Top Buyers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
+$5.35M
2
FEG
Financial Enhancement Group
Indiana
+$4.4M
3
Rockefeller Capital Management
Rockefeller Capital Management
New York
+$3.44M
4
IAA
Independent Advisor Alliance
North Carolina
+$2.99M
5
Truist Financial
Truist Financial
North Carolina
+$2.11M

Top Sellers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
-$17.7M
2
Morgan Stanley
Morgan Stanley
New York
-$11.9M
3
UBS Group
UBS Group
Switzerland
-$8.49M
4
IAIM
International Assets Investment Management
Florida
-$6.29M
5
Wells Fargo
Wells Fargo
California
-$5.92M
Name Holding Trade Value Shares
Change 		Change in
Stake
CFCI
151
Comprehensive Financial Consultants Institutional
Indiana
$231K -$1.89K -46 -0.9%
SFPG
152
Stonebridge Financial Planning Group
Florida
$227K – – –
OBWG
153
Onyx Bridge Wealth Group
New York
$227K -$742K -18,041 -77%
MCC
154
Money Concepts Capital
Florida
$226K +$227K +5,521 New
VVP
155
Venture Visionary Partners
Ohio
$213K +$214K +5,200 New
PWA
156
PCG Wealth Advisors
Kansas
$209K -$1.63M -39,590 -89%
NWMG
157
National Wealth Management Group
Ohio
$204K +$205K +4,987 New
MA
158
Mutual Advisors
Nebraska
$204K +$205K +4,986 New
Comerica Bank
159
Comerica Bank
Texas
$203K +$192K +4,680 New
TCWM
160
Total Clarity Wealth Management
Illinois
$202K +$203K +4,937 New
AFM
161
Andesa Financial Management
Pennsylvania
$202K -$202K -4,920 -50%
BAM
162
Bellevue Asset Management
Washington
$199K -$1.23M -29,843 -86%
FFC
163
First Financial Corp
Indiana
$194K – – –
US Bancorp
164
US Bancorp
Minnesota
$194K -$14.9K -362 -7%
MIM
165
MTM Investment Management
South Carolina
$183K – – –
BA
166
Bellwether Advisors
Nebraska
$167K +$167K +4,065 New
AWM
167
Avior Wealth Management
Nebraska
$166K +$863 +21 +0.5%
DWP
168
Destiny Wealth Partners
Florida
$150K – – –
Citigroup
169
Citigroup
New York
$124K -$107K -2,595 -46%
FFA
170
Farther Finance Advisors
California
$123K +$124K +3,013 New
PTC
171
Private Trust Company
Ohio
$117K -$192K -4,658 -62%
AP
172
Atwood & Palmer
Missouri
$112K – – –
BAM
173
Belpointe Asset Management
Nevada
$98.6K +$99K +2,408 New
Northwestern Mutual Wealth Management
174
Northwestern Mutual Wealth Management
Wisconsin
$96.1K -$49.8K -1,211 -34%
CIAS
175
Capital Investment Advisory Services
North Carolina
$95.4K +$30.3K +736 +46%
5 6
7
8 9

FXO Hedge Fund Activity: Q4 2022 in Review

215 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q4 2022, worth a combined $697M — up 6.6% from $654M a quarter earlier.

Buyers outnumbered sellers: 39 funds opened new FXO positions and 10 closed out — a net gain of 29 holders — while 66 added to existing stakes and 77 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $5.35M. The largest seller was LPL Financial, cutting an estimated $17.7M.

  • 215 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q4 2022, up from 188 in Q3 2022.
  • Funds reported $697M of First Trust Financials AlphaDEX Fund stock for Q4 2022, up 6.6% quarter-over-quarter.
  • 39 funds opened new First Trust Financials AlphaDEX Fund positions in Q4 2022 and 10 closed out, a net change of +29 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q4 2022 was Goldman Sachs, an estimated $5.35M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q4 2022 was LPL Financial, an estimated $17.7M sold.

Based on aggregated 13F filings for Q4 2022.