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First Trust Financials AlphaDEX Fund
FXO

153 hedge funds and large institutions have $642M invested in First Trust Financials AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 41 funds opening new positions, 52 increasing their positions, 37 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

215% more first-time investments, than exits

New positions opened: 41 | Existing positions closed: 13

65% more capital invested

Capital invested by funds: $389M → $642M (+$253M)

41% more repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 37

20% more funds holding

Funds holding: 128 → 153 (+25)

5.45% more ownership

Funds ownership: 57.68% → 63.14% (+5.5%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

Holders
153
Holders Change
+25
Holders Change %
+19.53%
% of All Funds
2.69%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
41
Increased
52
Reduced
37
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$36.8M
2
Wells Fargo
Wells Fargo
California
+$21.8M
3
Bank of America
Bank of America
North Carolina
+$18.1M
4
Ameriprise
Ameriprise
Minnesota
+$17.7M
5
UBS Group
UBS Group
Switzerland
+$13M

Top Sellers

Rank Fund Capital Flow
1
IPW
IronBridge Private Wealth
Texas
-$8.07M
2
KPWS
Kestra Private Wealth Services
Texas
-$4.64M
3
Goldman Sachs
Goldman Sachs
New York
-$3.64M
4
Truist Financial
Truist Financial
North Carolina
-$2.51M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$2.36M
Name Holding Trade Value Shares
Change 		Change in
Stake
ACA
151
Aptus Capital Advisors
Alabama
$1K – – –
WT
152
Whittier Trust
California
$1K – – –
WIM
153
Westside Investment Management
California
$15 – – –
RIA
154
Regal Investment Advisors
Michigan
– -$1.63M -47,631 Closed
MC
155
Moors & Cabot
Massachusetts
– -$613K -17,928 Closed
Citadel Advisors
156
Citadel Advisors
Florida
– -$379K -11,061 Closed
FHC
157
First Heartland Consultants
Missouri
– -$375K -10,929 Closed
CS
158
Credit Suisse
Switzerland
– -$306K -8,918 Closed
FFN
159
Focus Financial Network
Minnesota
– -$273K -7,961 Closed
RJT
160
Raymond James Trust
Florida
– -$251K -7,326 Closed
AIC
161
Ameritas Investment Company
Nebraska
– -$246K -7,187 Closed
ASN
162
Advisory Services Network
Georgia
– -$53K -1,537 Closed
LFG
163
Larson Financial Group
Missouri
– -$11K -313 Closed
JP Morgan Chase
164
JP Morgan Chase
New York
– -$10K -300 Closed
LGA
165
Lebenthal Global Advisors
New York
– -$6K -200 Closed
EAM
166
Eukles Asset Management
Ohio
– -$2K -64 Closed
3 4 5 6
7

FXO Hedge Fund Activity: Q1 2021 in Review

153 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q1 2021, worth a combined $642M — up 65% from $389M a quarter earlier.

Buyers outnumbered sellers: 41 funds opened new FXO positions and 13 closed out — a net gain of 28 holders — while 52 added to existing stakes and 37 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $36.8M. The largest seller was IronBridge Private Wealth, cutting an estimated $8.07M.

  • 153 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q1 2021, up from 128 in Q4 2020.
  • Funds reported $642M of First Trust Financials AlphaDEX Fund stock for Q1 2021, up 65% quarter-over-quarter.
  • 41 funds opened new First Trust Financials AlphaDEX Fund positions in Q1 2021 and 13 closed out, a net change of +28 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q1 2021 was Morgan Stanley, an estimated $36.8M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q1 2021 was IronBridge Private Wealth, an estimated $8.07M sold.

Based on aggregated 13F filings for Q1 2021.