First Trust Financials AlphaDEX Fund
128 hedge funds and large institutions have $389M invested in First Trust Financials AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 37 increasing their positions, 38 reducing their positions, and 10 closing their positions.
200% more first-time investments, than exits
New positions opened: 30 | Existing positions closed: 10
56% more capital invested
Capital invested by funds: $250M → $389M (+$139M)
16% more funds holding
Funds holding: 110 → 128 (+18)
5.92% more ownership
Funds ownership: 51.77% → 57.68% (+5.9%)
3% less repeat investments, than reductions
Existing positions increased: 37 | Existing positions reduced: 38
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$8.33M |
| 2 |
BCI
Brinker Capital Investments
Berwyn,
Pennsylvania
|
+$6.12M |
| 3 |
NA
Navellier & Associates
Reno,
Nevada
|
+$5.62M |
| 4 |
FEG
Financial Enhancement Group
Anderson,
Indiana
|
+$5.5M |
| 5 |
FEM
Fulcrum Equity Management
Plano,
Texas
|
+$5.2M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TRCT
Tower Research Capital (TRC)
New York
|
-$3.62M |
| 2 |
FTUS
Flow Traders U.S.
New York
|
-$3.13M |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$925K |
| 4 |
Osaic Holdings
Scottsdale,
Arizona
|
-$851K |
| 5 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$614K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
ACA
126
Aptus Capital Advisors
Fairhope,
Alabama
| $1K | – | – | – |
|
|
WT
127
Whittier Trust
South Pasadena,
California
| $1K | – | – | – |
|
|
WIM
128
Westside Investment Management
Santa Monica,
California
| $12 | – | – | – |
|
|
TRCT
129
Tower Research Capital (TRC)
New York
| – | -$3.62M | -142,841 | Closed |
|
|
FTUS
130
Flow Traders U.S.
New York
| – | -$3.13M | -123,364 | Closed |
|
131
Jane Street
New York
| – | -$599K | -23,629 | Closed |
|
|
JWCA
132
J.W. Cole Advisors
Tampa,
Florida
| – | -$213K | -8,402 | Closed |
|
|
GSWM
133
Golden State Wealth Management
Santa Ana,
California
| – | -$101K | -3,975 | Closed |
|
|
NNP
134
Nachman Norwood & Parrott
Greenville,
South Carolina
| – | -$79K | -3,132 | Closed |
|
|
KCM
135
Kathmere Capital Management
Wayne,
Pennsylvania
| – | -$19K | -754 | Closed |
|
|
SNT
136
Security National Trust
Wheeling,
West Virginia
| – | -$17K | -667 | Closed |
|
|
CA
137
Clearstead Advisors
Cleveland,
Ohio
| – | -$14K | -570 | Closed |
|
|
FHA
138
Flagship Harbor Advisors
Boston,
Massachusetts
| – | -$6K | -275 | Closed |
|
FXO Hedge Fund Activity: Q4 2020 in Review
128 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q4 2020, worth a combined $389M — up 56% from $250M a quarter earlier.
Buyers outnumbered sellers: 30 funds opened new FXO positions and 10 closed out — a net gain of 20 holders — while 37 added to existing stakes and 38 trimmed.
The largest buyer was Raymond James Financial Services Advisors, adding an estimated $8.33M. The largest seller was Tower Research Capital (TRC), exiting entirely with an estimated $3.62M sold.
- 128 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q4 2020, up from 110 in Q3 2020.
- Funds reported $389M of First Trust Financials AlphaDEX Fund stock for Q4 2020, up 56% quarter-over-quarter.
- 30 funds opened new First Trust Financials AlphaDEX Fund positions in Q4 2020 and 10 closed out, a net change of +20 holders.
- The largest First Trust Financials AlphaDEX Fund buyer in Q4 2020 was Raymond James Financial Services Advisors, an estimated $8.33M added.
- The largest First Trust Financials AlphaDEX Fund seller in Q4 2020 was Tower Research Capital (TRC), an estimated $3.62M sold.
Based on aggregated 13F filings for Q4 2020.