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First Trust Financials AlphaDEX Fund

145 hedge funds and large institutions have $534M invested in First Trust Financials AlphaDEX Fund in 2019 Q2 according to their latest regulatory filings, with 23 funds opening new positions, 53 increasing their positions, 51 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

28% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 18

4% more repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 51

2% more capital invested

Capital invested by funds: $524M → $534M (+$10.1M)

1% more funds holding

Funds holding: 144145 (+1)

0.31% less ownership

Funds ownership: 53.65%53.33% (-0.31%)

Holders
145
Holders Change
+1
Holders Change %
+0.69%
% of All Funds
3.15%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
23
Increased
53
Reduced
51
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NC
126
NewSquare Capital
Pennsylvania
$30K
TL
127
TrueWealth LLC
Georgia
$29K
FANJ
128
Financial Architects (New Jersey)
New Jersey
$28K +$10.7K +342 +64%
Deutsche Bank
129
Deutsche Bank
Germany
$28K +$17.6K +564 +151%
LWM
130
Liberty Wealth Management
California
$27K +$94 +3 +0.4%
NFG
131
Next Financial Group
Texas
$21K +$21K +674 New
GRP
132
Global Retirement Partners
California
$16K +$5.84K +187 +61%
RIA
133
Realta Investment Advisors
Delaware
$15K +$14.6K +467 New
AF
134
Allworth Financial
California
$14K
AA
135
AlphaMark Advisors
Kentucky
$11K +$6.24K +200 +133%
TIM
136
Tortoise Investment Management
New York
$10K
FHA
137
Flagship Harbor Advisors
Massachusetts
$8K -$12.5K -400 -59%
SIS
138
Sound Income Strategies
Florida
$5K
RWA
139
Redhawk Wealth Advisors
Minnesota
$5K +$4.78K +153 New
Fifth Third Bancorp
140
Fifth Third Bancorp
Ohio
$3K
TFS
141
TrustCore Financial Services
Tennessee
$2K
WT
142
Whittier Trust
California
$1K
WIM
143
Westside Investment Management
California
$23 +$22.7K +728 New
AA
144
Advisory Alpha
Michigan
-$3.48M -110,717 Closed
Jane Street
145
Jane Street
New York
-$1.4M -46,162 Closed
HGWM
146
Harvest Group Wealth Management
Massachusetts
-$957K -30,653 -100%
BCM
147
Breiter Capital Management
Florida
-$897K -28,891 Closed
SS
148
Simplicity Solutions
Minnesota
-$545K -18,017 Closed
SWM
149
Sequoia Wealth Management
Illinois
-$536K -17,660 Closed
MAFM
150
Mid Atlantic Financial Management
Pennsylvania
-$245K -8,085 Closed

FXO Hedge Fund Activity: Q2 2019 in Review

145 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q2 2019, worth a combined $534M — up 1.9% from $524M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FXO positions and 18 closed out — a net gain of 5 holders — while 53 added to existing stakes and 51 trimmed.

The largest buyer was Navellier & Associates, opening a new position worth an estimated $12.2M. The largest seller was UBS Group, cutting an estimated $11.5M.

  • 145 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q2 2019, up from 144 in Q1 2019.
  • Funds reported $534M of First Trust Financials AlphaDEX Fund stock for Q2 2019, up 1.9% quarter-over-quarter.
  • 23 funds opened new First Trust Financials AlphaDEX Fund positions in Q2 2019 and 18 closed out, a net change of +5 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q2 2019 was Navellier & Associates, an estimated $12.2M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q2 2019 was UBS Group, an estimated $11.5M sold.

Based on aggregated 13F filings for Q2 2019.