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First Trust Financials AlphaDEX Fund
FXO

Overview Fund Activity

117 hedge funds and large institutions have $651M invested in First Trust Financials AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 24 funds opening new positions, 37 increasing their positions, 48 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
117
Holders Change
+13
Holders Change %
+12.5%
% of All Funds
2.92%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.12%
New
24
Increased
37
Reduced
48
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$12.2M
2
Ameriprise
Ameriprise
Minnesota
+$10.2M
3
RJA
Raymond James & Associates
Florida
+$7.58M
4
AG
Advisor Group
Arizona
+$7.09M
5
HighTower Advisors
HighTower Advisors
Illinois
+$4.67M

Top Sellers

1
CS
Credit Suisse
Switzerland
-$11.9M
2
Wells Fargo
Wells Fargo
California
-$5.77M
3
SAM
SignalPoint Asset Management
Missouri
-$3.15M
4
IUHSA
Itau Unibanco Holding S.A.
Brazil
-$2.86M
5
PFA
Pinnacle Family Advisors
Missouri
-$2.04M
Name Holding Trade Value Shares
Change 		Shares
Change %
Thrivent Financial for Lutherans
101
Thrivent Financial for Lutherans
Minnesota
$38K – – –
GWM
102
Geneos Wealth Management
Colorado
$36K +$5.7K +207 +19%
RFM
103
Royal Fund Management
Florida
$36K +$19.8K +728 +122%
BC
104
Bartlett & Co
Ohio
$34K – – –
ASN
105
Advisory Services Network
Georgia
$33K +$33K +1,195 New
MAS
106
Madden Advisory Services
Florida
$30K +$30K +1,111 New
AWM
107
Avior Wealth Management
Nebraska
$23K +$57 +2 +0.2%
WIM
108
Westside Investment Management
California
$19.9K +$19.9K +728 New
PS
109
Portfolio Solutions
Michigan
$16K +$16K +564 New
AA
110
AlphaMark Advisors
Kentucky
$15K – – –
GRP
111
Global Retirement Partners
California
$15K +$15K +559 New
WEC
112
Winslow Evans & Crocker
Massachusetts
$8.73K – – –
TIM
113
Tortoise Investment Management
New York
$8K – – –
SPIA
114
Steward Partners Investment Advisory
New York
$8K +$8K +298 New
AF
115
Allworth Financial
California
$6K +$6K +231 New
PFBT
116
Parkside Financial Bank & Trust
Missouri
$1K +$1K +50 New
CS
117
Credit Suisse
Switzerland
– -$11.9M -439,537 Closed
MIAN
118
Mariner Independent Advisor Network
Kansas
– -$931K -34,430 Closed
AWA
119
Arete Wealth Advisors
Illinois
– -$360K -13,317 Closed
M&T Bank
120
M&T Bank
New York
– -$249K -9,218 Closed
Walleye Trading
121
Walleye Trading
New York
– -$225K -8,324 Closed
RJT
122
Raymond James Trust
Florida
– -$220K -8,156 Closed
AIM
123
Advantage Investment Management
Iowa
– -$148K -5,464 Closed
SFG
124
SevenBridge Financial Group
Pennsylvania
– -$24K -1,000 Closed
BIG
125
Bellwether Investment Group
Tennessee
– -$15K -550 Closed
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