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First Trust Financials AlphaDEX Fund
FXO

211 hedge funds and large institutions have $1.05B invested in First Trust Financials AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 56 funds opening new positions, 88 increasing their positions, 41 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

273% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 15

115% more repeat investments, than reductions

Existing positions increased: 88 | Existing positions reduced: 41

60% more funds holding in top 10

Funds holding in top 10: 5 → 8 (+3)

24% more capital invested

Capital invested by funds: $849M → $1.05B (+$206M)

22% more funds holding

Funds holding: 173 → 211 (+38)

0.26% more ownership

Funds ownership: 62.87% → 63.13% (+0.26%)

Holders
211
Holders Change
+38
Holders Change %
+21.97%
% of All Funds
3.25%
Holding in Top 10
8
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+60%
% of All Funds
0.12%
New
56
Increased
88
Reduced
41
Closed
15
Calls
$444K
Puts
–
Net Calls
+$444K
Net Calls Change
+$444K

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$24.9M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$20.1M
3
LPL Financial
LPL Financial
California
+$15.2M
4
CCFM
Clear Creek Financial Management
Washington
+$14.7M
5
EE
EWG Elevate
California
+$13.5M

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$7.18M
2
RJFSA
Raymond James Financial Services Advisors
Florida
-$5.68M
3
UBS Group
UBS Group
Switzerland
-$3.26M
4
CA
Crumly & Associates
Illinois
-$2.96M
5
SWP
Stratos Wealth Partners
Ohio
-$2.23M
Name Holding Trade Value Shares
Change 		Change in
Stake
GVAG
51
Great Valley Advisor Group
Delaware
$2.51M -$74.4K -1,595 -3%
CWM
52
Cornerstone Wealth Management
Missouri
$2.46M +$7.65K +164 +0.3%
DWMG
53
DB Wealth Management Group
California
$2.3M +$179K +3,846 +8%
CWM
54
Concentrum Wealth Management
California
$2.28M +$2.3M +49,362 New
ODFS
55
O'Donnell Financial Services
California
$2.27M +$2.33M +49,992 New
PFA
56
Plotkin Financial Advisors
Maryland
$2.25M -$325K -6,969 -13%
Creative Planning
57
Creative Planning
Kansas
$2.24M -$44.5K -953 -2%
FAM
58
Flaharty Asset Management
Florida
$2.19M +$2.21M +47,400 New
Rockefeller Capital Management
59
Rockefeller Capital Management
New York
$2.13M -$66.9K -1,433 -3%
WWM
60
Western Wealth Management
Colorado
$2.13M +$2.15M +46,026 New
KPWS
61
Kestra Private Wealth Services
Texas
$2.07M +$1.84M +39,425 +737%
Northwestern Mutual Wealth Management
62
Northwestern Mutual Wealth Management
Wisconsin
$2.03M +$164K +3,510 +9%
HGERS
63
Householder Group Estate & Retirement Specialist
Arizona
$2.01M +$2.03M +43,423 New
IFG
64
Independent Financial Group
California
$1.88M +$1.89M +40,537 New
BA
65
Ballew Advisors
Mississippi
$1.85M -$5.79K -124 -0.3%
SWM
66
Spire Wealth Management
Virginia
$1.77M -$1.23M -26,316 -41%
5L
67
55I LLC
Massachusetts
$1.65M +$1.66M +35,643 New
WWMSC
68
Wagner Wealth Management (South Carolina)
South Carolina
$1.64M +$17.7K +380 +1%
Koshinski Asset Management
69
Koshinski Asset Management
Illinois
$1.63M +$561K +12,017 +52%
IWM
70
IHT Wealth Management
Illinois
$1.58M +$1.33M +28,412 +492%
PPG
71
Peak Planning Group
Colorado
$1.48M -$4.43K -95 -0.3%
PSF
72
Pacific Sun Financial
California
$1.42M +$7.93K +170 +0.6%
OIA
73
OneDigital Investment Advisors
Kansas
$1.38M +$15.5K +333 +1%
SPIA
74
Steward Partners Investment Advisory
New York
$1.36M +$896K +19,208 +190%
VVP
75
Venture Visionary Partners
Ohio
$1.31M – – –
1 2
3
4 5

FXO Hedge Fund Activity: Q4 2021 in Review

211 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q4 2021, worth a combined $1.05B — up 24% from $849M a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new FXO positions and 15 closed out — a net gain of 41 holders — while 88 added to existing stakes and 41 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $24.9M. The largest seller was Wells Fargo, cutting an estimated $7.18M.

  • 211 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q4 2021, up from 173 in Q3 2021.
  • Funds reported $1.05B of First Trust Financials AlphaDEX Fund stock for Q4 2021, up 24% quarter-over-quarter.
  • 56 funds opened new First Trust Financials AlphaDEX Fund positions in Q4 2021 and 15 closed out, a net change of +41 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q4 2021 was Morgan Stanley, an estimated $24.9M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q4 2021 was Wells Fargo, an estimated $7.18M sold.

Based on aggregated 13F filings for Q4 2021.