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First Trust Financials AlphaDEX Fund

116 hedge funds and large institutions have $320M invested in First Trust Financials AlphaDEX Fund in 2020 Q2 according to their latest regulatory filings, with 16 funds opening new positions, 24 increasing their positions, 55 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 56%56.65% (+0.64%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2% less capital invested

Capital invested by funds: $326M → $320M (-$6.16M)

9% less funds holding

Funds holding: 128116 (-12)

41% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 27

56% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 55

Holders
116
Holders Change
-12
Holders Change %
-9.38%
% of All Funds
2.38%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
16
Increased
24
Reduced
55
Closed
27
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CCA
51
Clearwater Capital Advisors
Illinois
$550K -$783K -32,656 -60%
OC
52
Oppenheimer & Co
New York
$540K -$148K -6,184 -23%
Koshinski Asset Management
53
Koshinski Asset Management
Illinois
$540K -$22K -917 -4%
MC
54
Moors & Cabot
Massachusetts
$475K -$1.2K -50 -0.3%
FTUS
55
Flow Traders U.S.
New York
$472K +$444K +18,513 New
VBFG
56
Vishria Bird Financial Group
Tennessee
$469K -$29.5K -1,230 -6%
MOS
57
MGO One Seven
Ohio
$430K -$343K -14,306 -46%
AWA
58
Arkadios Wealth Advisors
Georgia
$425K -$253K -10,533 -38%
WP
59
WealthSource Partners
California
$422K +$55.8K +2,325 +16%
XS
60
XR Securities
Illinois
$386K +$363K +15,135 New
FHC
61
First Heartland Consultants
Missouri
$379K +$356K +14,851 New
FTS
62
Fifth Third Securities
Ohio
$363K -$29.4K -1,225 -8%
Cetera Investment Advisers
63
Cetera Investment Advisers
Illinois
$321K +$37.1K +1,545 +14%
RFWA
64
RPg Family Wealth Advisory
Massachusetts
$317K -$28.2K -1,177 -9%
QCIG
65
Quad-Cities Investment Group
Iowa
$311K -$102K -4,236 -26%
Carson Wealth (CWM LLC)
66
Carson Wealth (CWM LLC)
Nebraska
$297K
PNC Financial Services Group
67
PNC Financial Services Group
Pennsylvania
$283K -$72.7K -3,032 -21%
SFPG
68
Stonebridge Financial Planning Group
Florida
$250K -$35.6K -1,483 -13%
CBFP
69
Cedar Brook Financial Partners
Ohio
$244K -$26.2K -1,091 -10%
GWM
70
Geneos Wealth Management
Colorado
$244K -$20.8K -869 -8%
RJT
71
Raymond James Trust
Florida
$244K +$230K +9,569 New
William Blair & Company
72
William Blair & Company
Illinois
$238K +$201K +8,400 +915%
LA
73
LexAurum Advisors
Kansas
$232K -$38K -1,583 -15%
CFGS
74
Concourse Financial Group Securities
Alabama
$231K -$648 -27 -0.3%
WIA
75
World Investment Advisors
California
$228K +$199K +8,308 New

FXO Hedge Fund Activity: Q2 2020 in Review

116 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q2 2020, worth a combined $320M — down 1.9% from $326M a quarter earlier.

Sellers outnumbered buyers: 27 funds closed out of FXO and 16 opened new positions — a net loss of 11 holders — while 55 trimmed existing stakes and 24 added.

The largest buyer was Brinker Capital Investments, opening a new position worth an estimated $7.7M. The largest seller was UBS Group, cutting an estimated $15.2M.

  • 116 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q2 2020, down from 128 in Q1 2020.
  • Funds reported $320M of First Trust Financials AlphaDEX Fund stock for Q2 2020, down 1.9% quarter-over-quarter.
  • 16 funds opened new First Trust Financials AlphaDEX Fund positions in Q2 2020 and 27 closed out, a net change of -11 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q2 2020 was Brinker Capital Investments, an estimated $7.7M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q2 2020 was UBS Group, an estimated $15.2M sold.

Based on aggregated 13F filings for Q2 2020.