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First Trust Financials AlphaDEX Fund

117 hedge funds and large institutions have $651M invested in First Trust Financials AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 24 funds opening new positions, 37 increasing their positions, 48 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 10

13% more funds holding

Funds holding: 104117 (+13)

7% more capital invested

Capital invested by funds: $610M → $651M (+$40.6M)

2.56% less ownership

Funds ownership: 63.31%60.75% (-2.6%)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

23% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 48

Holders
117
Holders Change
+13
Holders Change %
+12.5%
% of All Funds
2.91%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.12%
New
24
Increased
37
Reduced
48
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FHA
51
First Horizon Advisors
Tennessee
$957K +$958K +34,482 New
Citadel Advisors
52
Citadel Advisors
Florida
$951K +$256K +9,213 +37%
SI
53
Stephens Inc
Arkansas
$949K -$38.4K -1,380 -4%
PFA
54
Pinnacle Family Advisors
Missouri
$857K -$2.05M -73,730 -70%
IAA
55
Independent Advisor Alliance
North Carolina
$754K +$767K +27,614 New
TRCT
56
Tower Research Capital (TRC)
New York
$726K +$728K +26,212 New
SI
57
SII Investments
Wisconsin
$712K +$51.3K +1,846 +8%
TSS
58
Two Sigma Securities
New York
$690K +$693K +24,921 New
RIA
59
Regal Investment Advisors
Michigan
$578K +$294K +10,565 +103%
CA
60
Cetera Advisors
Colorado
$555K +$68.5K +2,464 +14%
AI
61
Atria Investments
North Carolina
$507K +$171K +6,168 +51%
WA
62
WFG Advisors
Texas
$496K -$93.7K -3,371 -16%
JP Morgan Chase
63
JP Morgan Chase
New York
$466K -$96.2K -3,461 -17%
WI
64
WBI Investments
New Jersey
$460K +$461K +16,589 New
AIA
65
Allegis Investment Advisors
Idaho
$454K -$1.7M -61,211 -79%
Cetera Investment Advisers
66
Cetera Investment Advisers
Illinois
$443K -$34.4K -1,239 -7%
RPG
67
Risk Paradigm Group
Texas
$434K -$281K -10,121 -39%
IWM
68
IHT Wealth Management
Illinois
$406K +$425K +15,288 +128%
FA
69
FDx Advisors
Illinois
$398K -$135K -4,849 -25%
FFC
70
First Financial Corp
Indiana
$398K -$30.5K -1,097 -7%
VKH
71
Virtu KCG Holdings
New York
$386K +$387K +13,936 New
ICOA
72
Investment Centers of America
North Dakota
$382K -$71.2K -2,563 -16%
PPA
73
Parametric Portfolio Associates
Washington
$380K -$6.42K -231 -2%
Citigroup
74
Citigroup
New York
$376K +$94.5K +3,400 +33%
KA
75
Kovack Advisors
Florida
$370K -$24.9K -897 -6%

FXO Hedge Fund Activity: Q1 2017 in Review

117 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q1 2017, worth a combined $651M — up 6.7% from $610M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new FXO positions and 10 closed out — a net gain of 14 holders — while 37 added to existing stakes and 48 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $12.2M. The largest seller was Credit Suisse, exiting entirely with an estimated $11.9M sold.

  • 117 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q1 2017, up from 104 in Q4 2016.
  • Funds reported $651M of First Trust Financials AlphaDEX Fund stock for Q1 2017, up 6.7% quarter-over-quarter.
  • 24 funds opened new First Trust Financials AlphaDEX Fund positions in Q1 2017 and 10 closed out, a net change of +14 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q1 2017 was Morgan Stanley, an estimated $12.2M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q1 2017 was Credit Suisse, an estimated $11.9M sold.

Based on aggregated 13F filings for Q1 2017.