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First Trust Financials AlphaDEX Fund

178 hedge funds and large institutions have $436M invested in First Trust Financials AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 42 increasing their positions, 86 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 17

0.65% more ownership

Funds ownership: 57.1%57.74% (+0.65%)

1% more funds holding

Funds holding: 177178 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

11% less capital invested

Capital invested by funds: $492M → $436M (-$56.2M)

51% less repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 86

Holders
178
Holders Change
+1
Holders Change %
+0.56%
% of All Funds
2.82%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
19
Increased
42
Reduced
86
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
26
HighTower Advisors
Illinois
$3.27M -$776K -19,634 -19%
NA
27
Navellier & Associates
Nevada
$3.2M +$3.34M +84,493 New
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$3.14M +$296K +7,484 +10%
DADC
29
D.A. Davidson & Co
Montana
$3.13M +$130K +3,290 +4%
Jane Street
30
Jane Street
New York
$2.8M +$1.64M +41,533 +128%
SAM
31
Secure Asset Management
Michigan
$2.2M -$47.3K -1,197 -2%
Rockefeller Capital Management
32
Rockefeller Capital Management
New York
$2.11M +$51.9K +1,314 +2%
CAN
33
Cetera Advisor Networks
California
$2.06M +$24.4K +619 +1%
CA
34
Cetera Advisors
Colorado
$2.02M -$95.9K -2,428 -4%
BNP Paribas Financial Markets
35
BNP Paribas Financial Markets
France
$1.9M -$3.36K -85 -0.2%
LNC
36
Lincoln National Corp
Pennsylvania
$1.87M +$13.1K +331 +0.7%
PAG
37
Private Advisor Group
New Jersey
$1.75M -$75.6K -1,914 -4%
Creative Planning
38
Creative Planning
Kansas
$1.69M -$23.3K -589 -1%
WWM
39
Western Wealth Management
Colorado
$1.68M +$47.5K +1,202 +3%
Cetera Investment Advisers
40
Cetera Investment Advisers
Illinois
$1.49M +$301K +7,610 +24%
SWM
41
Spire Wealth Management
Virginia
$1.48M +$37.6K +951 +2%
CWA
42
Choice Wealth Advisors
Maine
$1.45M -$32.9K -833 -2%
PFA
43
Plotkin Financial Advisors
Maryland
$1.44M -$10.1K -256 -0.7%
Citadel Advisors
44
Citadel Advisors
Florida
$1.41M +$666K +16,858 +82%
PSF
45
Pacific Sun Financial
California
$1.31M -$5.06K -128 -0.4%
BA
46
Ballew Advisors
Mississippi
$1.25M -$15.8K -401 -1%
PPG
47
Peak Planning Group
Colorado
$1.24M -$1.86K -47 -0.1%
PFS
48
Prospera Financial Services
Texas
$1.19M -$178K -4,516 -13%
DWMG
49
DB Wealth Management Group
California
$1.16M -$60.6K -1,535 -5%
CS
50
Credit Suisse
Switzerland
$1.15M -$520K -13,160 -30%

FXO Hedge Fund Activity: Q3 2023 in Review

178 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q3 2023, worth a combined $436M — down 11% from $492M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FXO positions and 17 closed out — a net gain of 2 holders — while 42 added to existing stakes and 86 trimmed.

The largest buyer was Vestmark Advisory Solutions, opening a new position worth an estimated $4.03M. The largest seller was O'Dell Group, exiting entirely with an estimated $15M sold.

  • 178 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q3 2023, up from 177 in Q2 2023.
  • Funds reported $436M of First Trust Financials AlphaDEX Fund stock for Q3 2023, down 11% quarter-over-quarter.
  • 19 funds opened new First Trust Financials AlphaDEX Fund positions in Q3 2023 and 17 closed out, a net change of +2 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q3 2023 was Vestmark Advisory Solutions, an estimated $4.03M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q3 2023 was O'Dell Group, an estimated $15M sold.

Based on aggregated 13F filings for Q3 2023.