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First Trust Financials AlphaDEX Fund
FXO

215 hedge funds and large institutions have $697M invested in First Trust Financials AlphaDEX Fund in 2022 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 66 increasing their positions, 77 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

290% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 10

14% more funds holding

Funds holding: 188 → 215 (+27)

7% more capital invested

Capital invested by funds: $654M → $697M (+$43M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.02% less ownership

Funds ownership: 62.77% → 62.75% (-0.02%)

14% less repeat investments, than reductions

Existing positions increased: 66 | Existing positions reduced: 77

Holders
215
Holders Change
+27
Holders Change %
+14.36%
% of All Funds
3.46%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
39
Increased
66
Reduced
77
Closed
10
Calls
$213K
Puts
–
Net Calls
+$213K
Net Calls Change
+$213K

Top Buyers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
+$5.35M
2
FEG
Financial Enhancement Group
Indiana
+$4.4M
3
Rockefeller Capital Management
Rockefeller Capital Management
New York
+$3.44M
4
IAA
Independent Advisor Alliance
North Carolina
+$2.99M
5
Truist Financial
Truist Financial
North Carolina
+$2.11M

Top Sellers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
-$17.7M
2
Morgan Stanley
Morgan Stanley
New York
-$11.9M
3
UBS Group
UBS Group
Switzerland
-$8.49M
4
IAIM
International Assets Investment Management
Florida
-$6.29M
5
Wells Fargo
Wells Fargo
California
-$5.92M
Name Holding Trade Value Shares
Change 		Change in
Stake
HighTower Advisors
26
HighTower Advisors
Illinois
$4.08M -$561K -13,648 -12%
GCA
27
Genesee Capital Advisors
New York
$3.95M +$223K +5,423 +6%
SPIA
28
Steward Partners Investment Advisory
New York
$3.94M +$1.5M +36,429 +61%
MML Investors Services
29
MML Investors Services
Massachusetts
$3.8M -$22.9K -558 -0.6%
SL
30
Savior LLC
Massachusetts
$3.73M +$1.77K +43 +0%
CA
31
Cetera Advisors
Colorado
$2.98M +$496K +12,055 +20%
GVAG
32
Great Valley Advisor Group
Delaware
$2.98M +$146K +3,563 +5%
IAA
33
Independent Advisor Alliance
North Carolina
$2.97M +$2.99M +72,612 New
Baird Financial Group
34
Baird Financial Group
Wisconsin
$2.44M +$118K +2,860 +5%
WWM
35
Western Wealth Management
Colorado
$2.41M -$1.92M -46,675 -44%
KCFA
36
Key Client Fiduciary Advisors
New Jersey
$2.32M +$7.81K +190 +0.3%
BFEC
37
Benjamin F. Edwards & Company
Missouri
$2.1M -$61.2K -1,488 -3%
FAM
38
Flaharty Asset Management
Florida
$2.06M -$167K -4,058 -7%
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
39
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$2.05M +$2.06M +50,000 New
PFS
40
Prospera Financial Services
Texas
$1.98M +$340K +8,273 +21%
LNC
41
Lincoln National Corp
Pennsylvania
$1.91M -$195K -4,754 -9%
Creative Planning
42
Creative Planning
Kansas
$1.9M -$108K -2,632 -5%
PFA
43
Plotkin Financial Advisors
Maryland
$1.88M -$53K -1,290 -3%
TRCT
44
Tower Research Capital (TRC)
New York
$1.87M +$634K +15,414 +51%
CWM
45
Concentrum Wealth Management
California
$1.87M +$8.63K +210 +0.5%
IFG
46
Independent Financial Group
California
$1.86M -$22.5K -548 -1%
Citadel Advisors
47
Citadel Advisors
Florida
$1.81M +$1.81M +44,115 New
PFMU
48
Privium Fund Management (UK)
United Kingdom
$1.8M +$1.79M +43,650 New
GIA
49
Gladstone Institutional Advisory
Florida
$1.8M +$1.08M +26,217 +149%
CS
50
Credit Suisse
Switzerland
$1.79M – – –
1
2
3 4 5

FXO Hedge Fund Activity: Q4 2022 in Review

215 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q4 2022, worth a combined $697M — up 6.6% from $654M a quarter earlier.

Buyers outnumbered sellers: 39 funds opened new FXO positions and 10 closed out — a net gain of 29 holders — while 66 added to existing stakes and 77 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $5.35M. The largest seller was LPL Financial, cutting an estimated $17.7M.

  • 215 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q4 2022, up from 188 in Q3 2022.
  • Funds reported $697M of First Trust Financials AlphaDEX Fund stock for Q4 2022, up 6.6% quarter-over-quarter.
  • 39 funds opened new First Trust Financials AlphaDEX Fund positions in Q4 2022 and 10 closed out, a net change of +29 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q4 2022 was Goldman Sachs, an estimated $5.35M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q4 2022 was LPL Financial, an estimated $17.7M sold.

Based on aggregated 13F filings for Q4 2022.