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First Trust Financials AlphaDEX Fund
FXO

Overview Fund Activity

172 hedge funds and large institutions have $848M invested in First Trust Financials AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 61 increasing their positions, 56 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
172
Holders Change
-2
Holders Change %
-1.15%
% of All Funds
3.02%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
18
Increased
61
Reduced
56
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
DADC
1
D.A. Davidson & Co
Montana
$14.7M
2
LPL Financial
2
LPL Financial
California
$70.7M
3
Osaic Holdings
3
Osaic Holdings
Arizona
$22M
4
AWM
4
AE Wealth Management
Kansas
$7.52M
5
KAS
5
Kestra Advisory Services
Texas
$6.69M

Top Sellers

1
EF
1
Empowered Funds
Pennsylvania
$0
2
BCI
2
Brinker Capital Investments
Pennsylvania
$0
3
Ameriprise
3
Ameriprise
Minnesota
$22.1M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$61.9M
5
Bank of America
5
Bank of America
North Carolina
$45.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
VCM
26
Virtue Capital Management
Tennessee
$5.63M +$344K +7,772 +7%
FEM
27
Fulcrum Equity Management
Texas
$5.15M -$709K -16,028 -12%
GCA
28
Genesee Capital Advisors
New York
$4.36M +$4.36M +98,519 New
SPC
29
Sigma Planning Corp
Michigan
$4.33M +$34.9K +788 +0.8%
HighTower Advisors
30
HighTower Advisors
Illinois
$4.29M -$2.61M -58,861 -38%
Goldman Sachs
31
Goldman Sachs
New York
$4.23M +$1.3M +29,429 +44%
MIAN
32
Mariner Independent Advisor Network
Kansas
$4.18M +$740K +16,715 +22%
SL
33
Savior LLC
Massachusetts
$4.01M -$522K -11,792 -12%
Baird Financial Group
34
Baird Financial Group
Wisconsin
$4M -$1.69M -38,161 -30%
TA
35
TrueWealth Advisors
Alabama
$3.19M +$518K +11,700 +19%
BAM
36
Bellevue Asset Management
Washington
$3.18M -$22.4K -502 -0.7%
CA
37
Cetera Advisors
Colorado
$3.06M +$2.18M +49,164 +245%
BFEC
38
Benjamin F. Edwards & Company
Missouri
$2.99M -$11.1K -251 -0.4%
OC
39
Oppenheimer & Co
New York
$2.89M +$475K +10,744 +20%
SWM
40
Spire Wealth Management
Virginia
$2.85M +$93.6K +2,116 +3%
MOS
41
MGO One Seven
Ohio
$2.81M +$1.53M +32,440 +120%
GVAG
42
Great Valley Advisor Group
Delaware
$2.48M -$46.7K -1,056 -2%
PFA
43
Plotkin Financial Advisors
Maryland
$2.46M -$527K -11,916 -18%
SWP
44
Stratos Wealth Partners
Ohio
$2.42M +$140K +3,163 +6%
FEG
45
Financial Enhancement Group
Indiana
$2.39M -$5.61M -126,679 -70%
CWM
46
Cornerstone Wealth Management
Missouri
$2.34M -$35.8K -809 -2%
Creative Planning
47
Creative Planning
Kansas
$2.18M +$37.6K +849 +2%
Rockefeller Capital Management
48
Rockefeller Capital Management
New York
$2.1M +$27.3K +616 +1%
DWMG
49
DB Wealth Management Group
California
$2.03M +$220K +4,975 +12%
Northwestern Mutual Wealth Management
50
Northwestern Mutual Wealth Management
Wisconsin
$1.78M +$26.8K +606 +2%
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