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First Trust Financials AlphaDEX Fund
FXO

153 hedge funds and large institutions have $642M invested in First Trust Financials AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 41 funds opening new positions, 52 increasing their positions, 37 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

215% more first-time investments, than exits

New positions opened: 41 | Existing positions closed: 13

65% more capital invested

Capital invested by funds: $389M → $642M (+$253M)

41% more repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 37

20% more funds holding

Funds holding: 128 → 153 (+25)

5.45% more ownership

Funds ownership: 57.68% → 63.14% (+5.5%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

Holders
153
Holders Change
+25
Holders Change %
+19.53%
% of All Funds
2.69%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
41
Increased
52
Reduced
37
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$36.8M
2
Wells Fargo
Wells Fargo
California
+$21.8M
3
Bank of America
Bank of America
North Carolina
+$18.1M
4
Ameriprise
Ameriprise
Minnesota
+$17.7M
5
UBS Group
UBS Group
Switzerland
+$13M

Top Sellers

Rank Fund Capital Flow
1
IPW
IronBridge Private Wealth
Texas
-$8.07M
2
KPWS
Kestra Private Wealth Services
Texas
-$4.64M
3
Goldman Sachs
Goldman Sachs
New York
-$3.64M
4
Truist Financial
Truist Financial
North Carolina
-$2.51M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$2.36M
Name Holding Trade Value Shares
Change 		Change in
Stake
VCM
26
Virtue Capital Management
Tennessee
$3.65M +$3.41M +87,750 New
BA
27
Ballew Advisors
Mississippi
$3.57M +$1.54M +39,733 +88%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$3.19M +$645K +16,586 +28%
BFEC
29
Benjamin F. Edwards & Company
Missouri
$3.17M +$595K +15,303 +25%
MIAN
30
Mariner Independent Advisor Network
Kansas
$3.13M +$2.92M +75,146 New
BAM
31
Bellevue Asset Management
Washington
$2.98M -$121K -3,114 -4%
Baird Financial Group
32
Baird Financial Group
Wisconsin
$2.71M +$1.27M +32,759 +101%
DADC
33
D.A. Davidson & Co
Montana
$2.57M +$246K +6,325 +11%
SWM
34
Spire Wealth Management
Virginia
$2.28M +$2.13M +54,877 New
GVAG
35
Great Valley Advisor Group
Delaware
$2.25M +$2.1M +54,103 New
CWM
36
Cornerstone Wealth Management
Missouri
$2.15M +$2.01M +51,647 New
Goldman Sachs
37
Goldman Sachs
New York
$2.08M -$3.64M -93,599 -65%
OC
38
Oppenheimer & Co
New York
$2.07M +$1.56M +40,030 +412%
Rockefeller Capital Management
39
Rockefeller Capital Management
New York
$1.94M -$349K -8,981 -16%
PFA
40
Plotkin Financial Advisors
Maryland
$1.82M +$1.7M +43,843 New
WWM
41
Western Wealth Management
Colorado
$1.66M +$769K +19,776 +98%
HI
42
Harbour Investments
Wisconsin
$1.52M +$1.42M +36,649 New
LFAS
43
Level Four Advisory Services
Texas
$1.38M -$622 -16 -0%
WWMSC
44
Wagner Wealth Management (South Carolina)
South Carolina
$1.34M -$28.6K -736 -2%
Renaissance Technologies
45
Renaissance Technologies
New York
$1.24M +$1.15M +29,700 New
VVP
46
Venture Visionary Partners
Ohio
$1.17M +$1.1M +28,200 New
JCM
47
Jacobi Capital Management
Pennsylvania
$1.09M +$6.53K +168 +0.6%
PPG
48
Peak Planning Group
Colorado
$1.09M +$175K +4,514 +21%
UCFA
49
United Capital Financial Advisors
Texas
$1.05M +$622 +16 +0.1%
CAC
50
Certified Advisory Corp
Florida
$1.03M +$959K +24,680 New
1
2
3 4 5

FXO Hedge Fund Activity: Q1 2021 in Review

153 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q1 2021, worth a combined $642M — up 65% from $389M a quarter earlier.

Buyers outnumbered sellers: 41 funds opened new FXO positions and 13 closed out — a net gain of 28 holders — while 52 added to existing stakes and 37 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $36.8M. The largest seller was IronBridge Private Wealth, cutting an estimated $8.07M.

  • 153 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q1 2021, up from 128 in Q4 2020.
  • Funds reported $642M of First Trust Financials AlphaDEX Fund stock for Q1 2021, up 65% quarter-over-quarter.
  • 41 funds opened new First Trust Financials AlphaDEX Fund positions in Q1 2021 and 13 closed out, a net change of +28 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q1 2021 was Morgan Stanley, an estimated $36.8M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q1 2021 was IronBridge Private Wealth, an estimated $8.07M sold.

Based on aggregated 13F filings for Q1 2021.