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First Trust Financials AlphaDEX Fund
FXO

Overview Fund Activity

104 hedge funds and large institutions have $610M invested in First Trust Financials AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 45 increasing their positions, 25 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
104
Holders Change
+7
Holders Change %
+7.22%
% of All Funds
2.6%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.15%
New
24
Increased
45
Reduced
25
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$57.7M
2
Morgan Stanley
2
Morgan Stanley
New York
$119M
3
CS
3
Credit Suisse
Switzerland
$11.9M
4
UBS Group
4
UBS Group
Switzerland
$64.1M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$12.4M

Top Sellers

1
AIM
1
Astor Investment Management
Illinois
$0
2
ACM
2
Aviance Capital Management
Florida
$0
3
Wells Fargo
3
Wells Fargo
California
$99.7M
4
SAM
4
SignalPoint Asset Management
Missouri
$6.4M
5
UCFA
5
United Capital Financial Advisors
Texas
$4.94M
Name Holding Trade Value Shares
Change 		Shares
Change %
MFS
26
MSI Financial Services
Massachusetts
$3.79M +$2.91M +107,746 +331%
SB
27
Suntrust Banks
Georgia
$3.42M +$1.52M +56,292 +80%
IUHSA
28
Itau Unibanco Holding S.A.
Brazil
$3.01M +$1.55M +57,401 +106%
BCM
29
Barometer Capital Management
Ontario, Canada
$2.85M +$2.85M +105,600 New
PFA
30
Pinnacle Family Advisors
Missouri
$2.83M +$2.83M +104,665 New
HR
31
Howe & Rusling
New York
$2.53M +$3.38K +125 +0.1%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$2.3M +$212K +7,848 +10%
IAS
33
IMA Advisory Services
Colorado
$2.22M -$497K -18,370 -18%
AIA
34
Allegis Investment Advisors
Idaho
$2.1M +$2.1M +77,610 New
HFS
35
HL Financial Services
Kentucky
$2.09M +$582K +21,531 +39%
NPC
36
National Planning Corporation
California
$2.03M +$207K +7,606 +11%
Stifel Financial
37
Stifel Financial
Missouri
$1.97M +$983K +36,259 +100%
IH
38
IFC Holdings
Florida
$1.94M +$1.5M +55,395 +336%
BRWA
39
B. Riley Wealth Advisors
Florida
$1.83M +$1.22M +45,162 +199%
DADC
40
D.A. Davidson & Co
Montana
$1.79M +$341K +12,615 +24%
FHC
41
First Heartland Consultants
Missouri
$1.6M +$228K +8,425 +17%
OC
42
Oppenheimer & Co
New York
$1.28M -$339K -12,546 -21%
LFAS
43
Level Four Advisory Services
Texas
$1.25M +$1.25M +46,186 New
BFEC
44
Benjamin F. Edwards & Company
Missouri
$1.24M +$209K +7,749 +20%
CAN
45
Cetera Advisor Networks
California
$1.11M -$562K -20,878 -34%
BTS
46
BB&T Securities
Virginia
$1.11M – – –
WI
47
Wintrust Investments
Illinois
$1.05M -$363K -13,442 -26%
PAG
48
Private Advisor Group
New Jersey
$1M +$337K +12,307 +51%
ONB
49
Old National Bancorp
Indiana
$970K +$49.9K +1,847 +5%
SI
50
Stephens Inc
Arkansas
$964K -$36.3K -1,342 -4%
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