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First Trust Financials AlphaDEX Fund

92 hedge funds and large institutions have $444M invested in First Trust Financials AlphaDEX Fund in 2016 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 30 increasing their positions, 41 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 11

2% more funds holding

Funds holding: 9092 (+2)

3% less capital invested

Capital invested by funds: $459M → $444M (-$14.5M)

4.75% less ownership

Funds ownership: 64.1%59.35% (-4.7%)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

27% less repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 41

Holders
92
Holders Change
+2
Holders Change %
+2.22%
% of All Funds
2.45%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.08%
New
14
Increased
30
Reduced
41
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Stifel Financial
26
Stifel Financial
Missouri
$1.77M -$544K -23,472 -23%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$1.66M +$41K +1,771 +3%
HFS
28
HL Financial Services
Kentucky
$1.6M +$1.24M +53,681 +348%
JP Morgan Chase
29
JP Morgan Chase
New York
$1.58M -$189K -8,151 -11%
Citadel Advisors
30
Citadel Advisors
Florida
$1.51M +$6.02K +260 +0.4%
OC
31
Oppenheimer & Co
New York
$1.47M -$420K -18,133 -22%
VKH
32
Virtu KCG Holdings
New York
$1.39M -$732K -31,591 -35%
ONB
33
Old National Bancorp
Indiana
$1.37M -$262K -11,293 -16%
AI
34
Atria Investments
North Carolina
$1.3M -$7.71K -333 -0.6%
DADC
35
D.A. Davidson & Co
Montana
$1.21M -$79.6K -3,437 -6%
BTS
36
BB&T Securities
Virginia
$1.09M -$378K -16,312 -26%
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
$1.05M +$27.8K +1,200 +3%
CCA
38
Clearwater Capital Advisors
Illinois
$1.01M +$1.03M +44,307 New
IH
39
IFC Holdings
Florida
$878K +$453K +19,574 +106%
ICOA
40
Investment Centers of America
North Dakota
$873K +$28.1K +1,214 +3%
BFEC
41
Benjamin F. Edwards & Company
Missouri
$758K +$417K +18,017 +122%
MFS
42
MSI Financial Services
Massachusetts
$716K +$407K +17,575 +131%
WI
43
Wintrust Investments
Illinois
$643K +$1.59M +68,468 New
PAG
44
Private Advisor Group
New Jersey
$584K -$394K -17,023 -40%
FAAS
45
First Allied Advisory Services
California
$572K -$80.9K -3,494 -12%
BRWA
46
B. Riley Wealth Advisors
Florida
$536K +$15.2K +655 +3%
IA
47
IFP Advisors
Florida
$523K -$214K -9,222 -29%
LTFS
48
Ladenburg Thalmann Financial Services
Florida
$468K -$63K -2,722 -12%
FIM
49
Freedom Investment Management
Connecticut
$433K -$16.1K -694 -4%
Cetera Investment Advisers
50
Cetera Investment Advisers
Illinois
$413K +$32.9K +1,422 +9%

FXO Hedge Fund Activity: Q2 2016 in Review

92 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q2 2016, worth a combined $444M — down 3.2% from $459M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FXO positions and 11 closed out — a net gain of 3 holders — while 30 added to existing stakes and 41 trimmed.

The largest buyer was Brinker Capital Investments, opening a new position worth an estimated $8.41M. The largest seller was LPL Financial, cutting an estimated $10.3M.

  • 92 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q2 2016, up from 90 in Q1 2016.
  • Funds reported $444M of First Trust Financials AlphaDEX Fund stock for Q2 2016, down 3.2% quarter-over-quarter.
  • 14 funds opened new First Trust Financials AlphaDEX Fund positions in Q2 2016 and 11 closed out, a net change of +3 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q2 2016 was Brinker Capital Investments, an estimated $8.41M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q2 2016 was LPL Financial, an estimated $10.3M sold.

Based on aggregated 13F filings for Q2 2016.