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First Trust Energy AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$89.1M +$9.22M +328,174 +11%
Morgan Stanley
2
Morgan Stanley
New York
$33.7M -$1.18M -42,137 -3%
SAM
3
Shamrock Asset Management
Texas
$25.3M +$26.2M +931,834 +2,049%
Wells Fargo
4
Wells Fargo
California
$24.5M -$6.27M -222,904 -19%
HA
5
Hays Advisory
Tennessee
$19.5M +$21.2M +754,184 New
U
6
UBS
Switzerland
$12.7M -$5.55M -197,435 -29%
AIM
7
Astor Investment Management
Illinois
$10.7M +$3.45M +122,829 +42%
Jane Street
8
Jane Street
New York
$10.2M +$11.1M +393,309 New
CS
9
Credit Suisse
Switzerland
$9.22M +$8.99M +319,953 +872%
FHA
10
First Horizon Advisors
Tennessee
$7.8M -$10.3K -368 -0.1%
Goldman Sachs
11
Goldman Sachs
New York
$7.51M +$3.33M +118,332 +69%
SG Americas Securities
12
SG Americas Securities
New York
$6.06M +$6.59M +234,313 New
RJA
13
Raymond James & Associates
Florida
$5.76M -$2.37M -84,374 -27%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$5.33M -$59.7M -2,123,258 -91%
LPL Financial
15
LPL Financial
California
$4.46M -$10.5M -375,316 -68%
VKH
16
Virtu KCG Holdings
New York
$3.79M +$4.11M +146,403 New
SAM
17
SignalPoint Asset Management
Missouri
$3.22M +$28.4K +1,012 +0.8%
WA
18
WESPAC Advisors
California
$2.45M +$811K +28,855 +44%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$2.07M -$6.05M -215,338 -73%
Stifel Financial
20
Stifel Financial
Missouri
$1.98M -$1.94M -69,095 -47%
VF
21
Virtu Financial
New York
$1.87M +$639K +22,720 +46%
TRCT
22
Tower Research Capital (TRC)
New York
$1.7M +$1.85M +65,839 New
FHC
23
First Heartland Consultants
Missouri
$1.48M -$29.4K -1,047 -2%
FAAS
24
First Allied Advisory Services
California
$1.34M +$1.19M +42,298 +458%
RIA
25
Regal Investment Advisors
Michigan
$1.24M +$17.8K +632 +1%