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First Trust Energy AlphaDEX Fund
FXN

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$22.8M +$459K +31,647 +2%
Wells Fargo
2
Wells Fargo
California
$15M -$1.89M -130,510 -12%
RJA
3
Raymond James & Associates
Florida
$8.35M +$1.25M +86,507 +19%
UBS Group
4
UBS Group
Switzerland
$7.17M -$3.33M -229,603 -33%
Bank of America
5
Bank of America
North Carolina
$6.34M -$2.12M -146,516 -26%
BCI
6
Brinker Capital Investments
Pennsylvania
$5.42M – – –
LPL Financial
7
LPL Financial
California
$5.37M -$112K -7,737 -2%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$5.23M -$277K -19,108 -5%
BFA
9
Beaumont Financial Advisors
Massachusetts
$2.07M +$1.93M +133,541 New
IWM
10
IHT Wealth Management
Illinois
$1.99M +$54.9K +3,786 +3%
AIM
11
Astor Investment Management
Illinois
$1.99M -$212K -14,610 -10%
SB
12
Suntrust Banks
Georgia
$1.84M +$77K +5,317 +5%
Jane Street
13
Jane Street
New York
$1.81M +$1.31M +90,262 +335%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.77M -$109K -7,555 -6%
VF
15
Virtu Financial
New York
$1.76M +$199K +13,730 +14%
MWM
16
Merriman Wealth Management
Washington
$1.52M +$1.42M +98,007 New
LFAS
17
Level Four Advisory Services
Texas
$1.32M +$297K +20,476 +32%
WI
18
Wintrust Investments
Illinois
$1.24M +$74.5K +5,145 +7%
Ameriprise
19
Ameriprise
Minnesota
$1.24M -$362K -24,965 -24%
LA
20
LexAurum Advisors
Kansas
$1.17M +$1.04M +71,509 New
AG
21
Advisor Group
Arizona
$1.09M -$170K -11,705 -14%
MML Investors Services
22
MML Investors Services
Massachusetts
$981K -$44.1K -3,043 -5%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$935K -$49.2K -3,395 -5%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$884K -$243K -16,742 -23%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$855K -$268K -18,474 -25%
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