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First Trust Energy AlphaDEX Fund
FXN

Name Holding Trade Value Shares
Change 		Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$710M +$37M +2,064,574 +5%
Wells Fargo
2
Wells Fargo
California
$135M +$11.8M +656,729 +9%
Morgan Stanley
3
Morgan Stanley
New York
$125M +$10.7M +594,581 +9%
LPL Financial
4
LPL Financial
California
$60.1M +$21.5M +1,200,191 +52%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$47.9M +$1.95M +108,835 +4%
UBS Group
6
UBS Group
Switzerland
$40.9M +$2.86M +159,229 +7%
RJA
7
Raymond James & Associates
Florida
$35.3M +$3.91M +218,019 +12%
Bank of America
8
Bank of America
North Carolina
$27.9M -$842K -46,920 -3%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$23.2M +$6.26M +349,126 +35%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$22.9M +$2.45M +136,466 +11%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$19.7M -$129K -7,200 -0.6%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$18.4M +$2.39M +133,151 +14%
ODG
13
O'Dell Group
Ohio
$17.1M +$371K +20,667 +2%
VCM
14
Virtue Capital Management
Tennessee
$15.8M +$313K +17,477 +2%
AWM
15
AE Wealth Management
Kansas
$14.7M +$13.6M +755,929 +723%
DADC
16
D.A. Davidson & Co
Montana
$13.8M -$168K -9,352 -1%
Osaic Holdings
17
Osaic Holdings
Arizona
$13.1M +$3.69M +205,533 +37%
BFEC
18
Benjamin F. Edwards & Company
Missouri
$11.8M -$3.13M -174,643 -20%
GLA
19
Good Life Advisors
Pennsylvania
$11.5M +$140K +7,804 +1%
ASN
20
Advisory Services Network
Georgia
$9.27M +$247K +13,777 +3%
WWA
21
WCG Wealth Advisors
Nevada
$9.24M +$689K +38,409 +8%
SG
22
StoneX Group
New York
$8.91M +$374K +20,840 +4%
PFG
23
Prosperity Financial Group
California
$8.65M +$9.07M +505,931 New
Stifel Financial
24
Stifel Financial
Missouri
$7.3M +$3.57M +199,025 +87%
CWP
25
Cyndeo Wealth Partners
Florida
$7.25M +$7.61M +424,104 New
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