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First Trust Energy AlphaDEX Fund
FXN

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$59.1M -$57.8M -3,523,254 -48%
Wells Fargo
2
Wells Fargo
California
$57.6M -$68.8M -4,192,940 -53%
LPL Financial
3
LPL Financial
California
$46.3M -$8.78M -535,230 -15%
UBS Group
4
UBS Group
Switzerland
$32M -$5.42M -330,154 -14%
Bank of America
5
Bank of America
North Carolina
$16.3M -$9.55M -582,187 -36%
RJA
6
Raymond James & Associates
Florida
$16.3M -$16.7M -1,017,785 -49%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$15.3M -$29.8M -1,819,412 -65%
Osaic Holdings
8
Osaic Holdings
Arizona
$12.6M +$764K +46,557 +6%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$11M -$10.3M -626,689 -47%
GLA
10
Good Life Advisors
Pennsylvania
$10.9M +$534K +32,547 +5%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$9.54M -$12.2M -745,448 -55%
VCM
12
Virtue Capital Management
Tennessee
$9.54M -$4.81M -292,957 -32%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$8.7M -$9.68M -590,011 -51%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$8.7M -$8.48M -517,159 -48%
SG
15
StoneX Group
New York
$7.29M -$845K -51,529 -10%
CAG
16
Csenge Advisory Group
Florida
$7.28M +$1.13M +68,902 +17%
CA
17
Crumly & Associates
Illinois
$6.76M +$318K +19,408 +5%
SPC
18
Sigma Planning Corp
Michigan
$5.9M +$1.91M +116,449 +44%
AWM
19
AE Wealth Management
Kansas
$5.54M -$8.26M -503,290 -58%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$5.24M -$1.11M -67,824 -17%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$4.77M -$973K -59,313 -16%
DADC
22
D.A. Davidson & Co
Montana
$4.76M -$8.19M -499,345 -62%
Truist Financial
23
Truist Financial
North Carolina
$4.68M -$1.59M -96,814 -24%
FWA
24
FOCUS Wealth Advisors
Texas
$4.39M -$105K -6,403 -2%
Stifel Financial
25
Stifel Financial
Missouri
$3.94M -$2.84M -173,145 -41%
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