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First Trust Energy AlphaDEX Fund
FXN

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$18.9M -$2.27M -154,289 -10%
Wells Fargo
2
Wells Fargo
California
$10.2M -$3.78M -256,866 -26%
RJA
3
Raymond James & Associates
Florida
$8.62M +$896K +60,790 +11%
UBS Group
4
UBS Group
Switzerland
$7.33M +$691K +46,929 +10%
Bank of America
5
Bank of America
North Carolina
$6.81M +$950K +64,480 +16%
LPL Financial
6
LPL Financial
California
$5.53M +$568K +38,577 +11%
SAM
7
Shamrock Asset Management
Texas
$5.29M +$4.56M +309,505 New
BCI
8
Brinker Capital Investments
Pennsylvania
$5.03M – – –
Baird Financial Group
9
Baird Financial Group
Wisconsin
$4.87M +$17.5K +1,188 +0.4%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.42M +$798K +54,142 +47%
MWM
11
Merriman Wealth Management
Washington
$2.22M +$834K +56,604 +58%
IWM
12
IHT Wealth Management
Illinois
$1.72M -$10.8K -731 -0.6%
Ameriprise
13
Ameriprise
Minnesota
$1.6M +$468K +31,777 +40%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$1.47M +$621K +42,131 +70%
TRCT
15
Tower Research Capital (TRC)
New York
$1.34M +$764K +51,840 +125%
LFAS
16
Level Four Advisory Services
Texas
$1.33M +$105K +7,119 +8%
WI
17
Wintrust Investments
Illinois
$1.23M +$79.5K +5,398 +7%
AG
18
Advisor Group
Arizona
$1.07M +$61.4K +4,165 +6%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$952K +$135K +9,146 +16%
MML Investors Services
20
MML Investors Services
Massachusetts
$885K -$26.6K -1,808 -3%
HCIA
21
Hochman Cole Investment Advisors
Illinois
$699K +$5.97K +405 +0.8%
Jane Street
22
Jane Street
New York
$649K -$1.06M -72,039 -61%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$627K -$168K -11,402 -21%
RPG
24
Risk Paradigm Group
Texas
$485K -$5.72K -388 -1%
PFS
25
Prospera Financial Services
Texas
$462K -$81.1K -5,506 -15%
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