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First Trust Energy AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$63M -$5.3M -313,841 -9%
Wells Fargo
2
Wells Fargo
California
$49.5M -$3.56M -210,614 -7%
LPL Financial
3
LPL Financial
California
$43.5M +$1.35M +80,117 +4%
UBS Group
4
UBS Group
Switzerland
$32.6M -$2.61M -154,734 -8%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$15.4M +$6.11M +361,503 +78%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$14.7M +$4.62M +273,476 +53%
Bank of America
7
Bank of America
North Carolina
$14.4M -$1.32M -78,360 -9%
CA
8
Crumly & Associates
Illinois
$10.9M -$61K -3,608 -0.6%
RJA
9
Raymond James & Associates
Florida
$8.65M -$2.49M -147,652 -24%
VAS
10
Vestmark Advisory Solutions
Massachusetts
$7.86M +$254K +15,029 +4%
AC
11
Avestar Capital
New York
$6.54M +$1.32M +78,268 +29%
D.E. Shaw & Co
12
D.E. Shaw & Co
New York
$6.04M +$4.9M +289,969 +895%
SG
13
StoneX Group
New York
$5.95M -$903K -53,447 -14%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$5.87M -$1.25M -73,858 -19%
Bank of Nova Scotia
15
Bank of Nova Scotia
Ontario, Canada
$5.68M +$5.12M +303,100 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$5.49M +$1.9M +112,317 +62%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$5.33M -$1.04M -61,642 -18%
Citadel Advisors
18
Citadel Advisors
Florida
$5.05M -$2.1M -124,215 -32%
TWM
19
Trinity Wealth Management
Pennsylvania
$4.39M +$569K +33,651 +17%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$4.38M -$235K -13,900 -6%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$3.82M +$1.53M +90,472 +80%
KAS
22
Kestra Advisory Services
Texas
$3.82M +$120K +7,094 +4%
DADC
23
D.A. Davidson & Co
Montana
$3.77M -$27K -1,597 -0.8%
PWA
24
PCG Wealth Advisors
Kansas
$3.59M +$89.5K +5,296 +3%
Osaic Holdings
25
Osaic Holdings
Arizona
$3.51M -$1.42M -84,259 -31%