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First Trust Energy AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$57.5M +$13.8M +817,361 +33%
Wells Fargo
2
Wells Fargo
California
$52.7M +$19.3M +1,140,787 +61%
Bank of America
3
Bank of America
North Carolina
$26.1M +$14.6M +865,225 +138%
RJA
4
Raymond James & Associates
Florida
$24.7M +$1.58M +93,349 +7%
NA
5
Navellier & Associates
Nevada
$24.4M +$591K +34,964 +3%
UBS Group
6
UBS Group
Switzerland
$16.5M -$524K -30,985 -3%
LPL Financial
7
LPL Financial
California
$10.8M -$2.15M -127,242 -17%
BCM
8
Barometer Capital Management
Ontario, Canada
$6.58M +$6.36M +376,200 New
RJFSA
9
Raymond James Financial Services Advisors
Florida
$6.01M +$3.5M +207,055 +152%
SAM
10
Shamrock Asset Management
Texas
$4.95M -$427K -25,253 -8%
VCM
11
Virtue Capital Management
Tennessee
$4.93M +$2.83M +167,137 +146%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$4.84M +$242K +14,324 +6%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$4.75M +$363K +21,462 +9%
FWM
14
Focused Wealth Management
New York
$3.81M -$95.1K -5,626 -3%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$3.21M +$546K +32,281 +21%
HighTower Advisors
16
HighTower Advisors
Illinois
$2.81M +$2.72M +160,935 New
IWM
17
IHT Wealth Management
Illinois
$2.19M +$42.7K +2,524 +2%
AG
18
Advisor Group
Arizona
$1.92M +$649K +38,354 +54%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$1.89M +$1.15M +68,053 +170%
LFAS
20
Level Four Advisory Services
Texas
$1.69M +$20.6K +1,221 +1%
Stifel Financial
21
Stifel Financial
Missouri
$1.64M +$1.13M +67,016 +249%
WI
22
Wintrust Investments
Illinois
$1.6M +$34.9K +2,063 +2%
TRCT
23
Tower Research Capital (TRC)
New York
$1.45M +$342K +20,205 +32%
Ameriprise
24
Ameriprise
Minnesota
$1.36M -$1.09M -64,619 -43%
OC
25
Oppenheimer & Co
New York
$1.27M +$145K +8,593 +13%