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First Trust Energy AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$656M -$24.8M -1,673,348 -4%
Morgan Stanley
2
Morgan Stanley
New York
$166M -$14.1M -949,970 -8%
Wells Fargo
3
Wells Fargo
California
$117M +$2.61M +176,289 +2%
UBS Group
4
UBS Group
Switzerland
$42.3M +$2.36M +159,198 +6%
Bank of America
5
Bank of America
North Carolina
$40.8M -$11.3M -760,550 -22%
RJA
6
Raymond James & Associates
Florida
$31.4M -$534K -36,056 -2%
MFS
7
MSI Financial Services
Massachusetts
$24.4M -$445K -30,056 -2%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$22.6M -$7M -472,394 -24%
NC
9
NewSquare Capital
Pennsylvania
$17.9M +$12M +807,412 +227%
LPL Financial
10
LPL Financial
California
$14.5M +$2.56M +172,729 +22%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$9.27M -$5.1M -344,175 -36%
TFA
12
Transamerica Financial Advisors
Florida
$7.95M +$1.64M +110,932 +27%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$7.76M -$89K -6,009 -1%
Stifel Financial
14
Stifel Financial
Missouri
$7.7M -$544K -36,715 -7%
Carson Wealth (CWM LLC)
15
Carson Wealth (CWM LLC)
Nebraska
$7.68M +$5.29M +356,823 +253%
Ameriprise
16
Ameriprise
Minnesota
$6.17M +$549K +37,050 +10%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$5.62M +$5.39M +364,184 New
SAM
18
SignalPoint Asset Management
Missouri
$4.82M +$1.78M +120,108 +62%
Wolverine Trading
19
Wolverine Trading
Illinois
$4.75M +$4.1M +276,483 +780%
BFEC
20
Benjamin F. Edwards & Company
Missouri
$4.61M +$466K +31,479 +12%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$3.98M -$1.01M -68,150 -21%
NA
22
NewEdge Advisors
Louisiana
$3.64M +$2.46M +166,068 +237%
AG
23
Advisor Group
Arizona
$3.33M +$69.2K +4,673 +2%
HFS
24
HL Financial Services
Kentucky
$3.26M -$40.4K -2,727 -1%
CL
25
Choreo LLC
Illinois
$3.22M +$294K +19,870 +11%