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First Trust Energy AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$56.8M -$4.47M -240,785 -7%
Wells Fargo
2
Wells Fargo
California
$45.9M -$2.32M -124,990 -5%
LPL Financial
3
LPL Financial
California
$44.6M +$2.41M +129,603 +6%
UBS Group
4
UBS Group
Switzerland
$30M -$1.66M -89,390 -5%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$15.1M +$763K +41,073 +5%
Bank of America
6
Bank of America
North Carolina
$13.8M -$162K -8,729 -1%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$11.6M -$3.48M -187,288 -23%
CA
8
Crumly & Associates
Illinois
$9.92M -$641K -34,499 -6%
VAS
9
Vestmark Advisory Solutions
Massachusetts
$7.78M +$143K +7,704 +2%
RJA
10
Raymond James & Associates
Florida
$6.48M -$1.97M -106,137 -23%
AC
11
Avestar Capital
New York
$6.35M -$6.63K -357 -0.1%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$6.35M +$659K +35,462 +11%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$5.51M +$339K +18,272 +6%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$5.48M +$150K +8,087 +3%
PWA
15
PCG Wealth Advisors
Kansas
$5.38M +$1.94M +104,191 +54%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$4.16M -$96.5K -5,195 -2%
Stifel Financial
17
Stifel Financial
Missouri
$3.93M +$864K +46,525 +27%
IPW
18
IronBridge Private Wealth
Texas
$3.84M +$545K +29,338 +16%
DADC
19
D.A. Davidson & Co
Montana
$3.67M +$7.99K +430 +0.2%
GS
20
GTS Securities
Florida
$3.61M +$3.69M +198,492 New
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$3.28M -$442K -23,796 -12%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$3.11M -$8.43K -454 -0.3%
HighTower Advisors
23
HighTower Advisors
Illinois
$2.94M -$62.3K -3,355 -2%
Millennium Management
24
Millennium Management
New York
$2.92M +$2.26M +121,522 +314%
Osaic Holdings
25
Osaic Holdings
Arizona
$2.5M -$927K -49,909 -27%