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First Trust Energy AlphaDEX Fund
FXN

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$29.5M -$6.33M -388,331 -18%
LPL Financial
2
LPL Financial
California
$20.5M -$2.43M -149,235 -11%
Wells Fargo
3
Wells Fargo
California
$18.7M -$778K -47,742 -4%
Bank of America
4
Bank of America
North Carolina
$6.68M -$287K -17,592 -4%
UBS Group
5
UBS Group
Switzerland
$6.33M -$298K -18,284 -5%
Raymond James Financial
6
Raymond James Financial
Florida
$6.22M -$925K -56,788 -13%
CA
7
Crumly & Associates
Illinois
$3.18M – – –
SF
8
Summit Financial
New Jersey
$2.83M -$174K -10,704 -6%
IAA
9
Independent Advisor Alliance
North Carolina
$2.81M +$121K +7,412 +5%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.32M -$1.92M -117,990 -46%
HighTower Advisors
11
HighTower Advisors
Illinois
$1.93M -$49.2K -3,020 -3%
Osaic Holdings
12
Osaic Holdings
Arizona
$1.75M -$737K -45,203 -30%
PAG
13
Private Advisor Group
New Jersey
$1.69M +$268K +16,431 +19%
Goldman Sachs
14
Goldman Sachs
New York
$1.68M -$6.81K -418 -0.4%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$1.66M -$121K -7,424 -7%
Stifel Financial
16
Stifel Financial
Missouri
$1.53M +$953K +58,474 +171%
NA
17
Navellier & Associates
Nevada
$1.46M -$558K -34,217 -28%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$1.44M +$95.2K +5,843 +7%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$1.4M -$213K -13,045 -13%
SWP
20
Stratos Wealth Partners
Ohio
$1.37M -$387K -23,725 -22%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$1.29M +$124K +7,618 +11%
Citadel Advisors
22
Citadel Advisors
Florida
$881K +$664K +40,765 +321%
FTUS
23
Flow Traders U.S.
New York
$847K -$179K -11,009 -18%
BNP Paribas Financial Markets
24
BNP Paribas Financial Markets
France
$810K -$2.44M -150,026 -75%
KAS
25
Kestra Advisory Services
Texas
$798K -$36.2K -2,224 -4%
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