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First Trust Energy AlphaDEX Fund
FXN

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$73.8M +$20.3M +1,189,236 +39%
Wells Fargo
2
Wells Fargo
California
$58.6M -$1.34M -78,487 -2%
LPL Financial
3
LPL Financial
California
$39.2M +$4.07M +238,025 +12%
UBS Group
4
UBS Group
Switzerland
$31.6M -$1.55M -90,538 -5%
Bank of America
5
Bank of America
North Carolina
$16.6M -$511K -29,876 -3%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$13.8M +$827K +48,373 +7%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$13.3M +$6.45M +377,287 +98%
RJA
8
Raymond James & Associates
Florida
$9.97M -$970K -56,726 -9%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$9.66M -$806K -47,100 -8%
DADC
10
D.A. Davidson & Co
Montana
$9.26M +$8.79M +513,976 +2,901%
CA
11
Crumly & Associates
Illinois
$9.05M +$1.33M +77,540 +18%
VAS
12
Vestmark Advisory Solutions
Massachusetts
$6.62M +$6.5M +379,866 New
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$6.51M +$1.15M +67,134 +22%
Osaic Holdings
14
Osaic Holdings
Arizona
$6.49M -$1.93M -112,656 -23%
SG
15
StoneX Group
New York
$6.48M -$1.18M -69,133 -16%
Truist Financial
16
Truist Financial
North Carolina
$5.69M +$4.75M +277,599 +569%
Stifel Financial
17
Stifel Financial
Missouri
$5.08M +$301K +17,610 +6%
AC
18
Avestar Capital
New York
$4.79M -$570K -33,337 -11%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$4.58M -$209K -12,222 -4%
NA
20
NewEdge Advisors
Louisiana
$4.02M +$2.55M +148,932 +182%
HighTower Advisors
21
HighTower Advisors
Illinois
$3.97M -$192K -11,217 -5%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$3.51M -$771K -45,100 -18%
NA
23
Navellier & Associates
Nevada
$3.51M +$3.45M +201,592 New
BNP Paribas Financial Markets
24
BNP Paribas Financial Markets
France
$3.5M +$11.9K +695 +0.3%
KAS
25
Kestra Advisory Services
Texas
$3.35M -$69.2K -4,047 -2%
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