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First Trust Energy AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$672M +$580M +29,937,777 New
Morgan Stanley
2
Morgan Stanley
New York
$63.8M +$20.4M +1,051,264 +59%
Wells Fargo
3
Wells Fargo
California
$36M +$9.06M +467,147 +41%
LPL Financial
4
LPL Financial
California
$32.1M +$3.55M +183,186 +15%
NP
5
Nilsine Partners
Colorado
$20.2M +$18.2M +939,896 New
NA
6
NewEdge Advisors
Louisiana
$15.4M +$12.6M +649,599 +1,887%
ASN
7
Advisory Services Network
Georgia
$14.8M +$12.8M +660,279 New
P
8
&Partners
Tennessee
$14.6M +$12.2M +631,205 +3,542%
Raymond James Financial
9
Raymond James Financial
Florida
$14.4M +$5.09M +262,334 +69%
Bank of America
10
Bank of America
North Carolina
$12.7M +$3.07M +158,356 +39%
UBS Group
11
UBS Group
Switzerland
$12.7M +$3.47M +179,153 +47%
VCM
12
Virtue Capital Management
Tennessee
$8.14M +$6.93M +357,491 New
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$7.88M +$5.11M +263,387 +301%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$7.31M +$3.58M +184,619 +131%
IAA
15
Independent Advisor Alliance
North Carolina
$6.4M +$2.22M +114,455 +67%
DADC
16
D.A. Davidson & Co
Montana
$5.64M +$4.66M +240,147 +2,201%
QC
17
Quadrature Capital
United Kingdom
$5.01M +$4.32M +223,025 New
Stifel Financial
18
Stifel Financial
Missouri
$4.36M +$1.97M +101,446 +109%
CA
19
Crumly & Associates
Illinois
$4.34M
SF
20
Summit Financial
New Jersey
$3.5M -$311K -16,016 -9%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$3.47M +$2.99M +154,367 New
HighTower Advisors
22
HighTower Advisors
Illinois
$2.56M -$58.2K -3,004 -3%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$2.54M +$233K +12,005 +12%
Rockefeller Capital Management
24
Rockefeller Capital Management
New York
$2.5M +$2.06M +106,496 +2,221%
Citadel Advisors
25
Citadel Advisors
Florida
$2.47M +$1.1M +56,547 +106%