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First Trust Energy AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$13.4M -$2M -207,147 -14%
Wells Fargo
2
Wells Fargo
California
$3.04M -$651K -67,593 -19%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$3M +$1.02M +105,668 +59%
Bank of America
4
Bank of America
North Carolina
$2.92M -$1.82M -189,017 -41%
LPL Financial
5
LPL Financial
California
$1.68M -$241K -25,018 -14%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.53M -$956K -99,261 -41%
RJA
7
Raymond James & Associates
Florida
$1.25M +$85K +8,827 +8%
UBS Group
8
UBS Group
Switzerland
$1.01M -$185K -19,158 -17%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$622K -$93.5K -9,707 -14%
1W
10
1776 Wealth
Georgia
$608K +$554K +57,550 New
BAM
11
Bellevue Asset Management
Washington
$502K +$457K +47,458 New
TRCT
12
Tower Research Capital (TRC)
New York
$500K -$90.5K -9,391 -17%
LFAS
13
Level Four Advisory Services
Texas
$495K -$558K -57,918 -55%
PFS
14
Prospera Financial Services
Texas
$453K +$376 +39 +0.1%
HCIA
15
Hochman Cole Investment Advisors
Illinois
$431K -$53.2K -5,518 -12%
Ameriprise
16
Ameriprise
Minnesota
$423K -$303K -31,496 -44%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$368K +$30.3K +3,148 +10%
IWM
18
IHT Wealth Management
Illinois
$334K -$221K -22,965 -42%
SFG
19
StrategIQ Financial Group
Indiana
$313K -$11.3K -1,178 -4%
Citadel Advisors
20
Citadel Advisors
Florida
$277K -$623K -64,667 -71%
SAM
21
SignalPoint Asset Management
Missouri
$269K
BRWM
22
B. Riley Wealth Management
Tennessee
$258K +$235K +24,415 New
ACM
23
AlphaStar Capital Management
North Carolina
$254K +$26.3K +2,725 +13%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$247K +$225K +23,348 New
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$231K -$118K -12,264 -36%