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First Trust Energy AlphaDEX Fund
FXN

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.5M +$3.7M +362,159 +32%
Bank of America
2
Bank of America
North Carolina
$4.56M -$2.68M -262,438 -36%
Wells Fargo
3
Wells Fargo
California
$3.48M -$1.16M -113,421 -24%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$2.39M +$1.8M +176,192 +260%
LPL Financial
5
LPL Financial
California
$1.81M -$2.14M -210,119 -53%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.75M +$695K +68,088 +62%
UBS Group
7
UBS Group
Switzerland
$1.12M -$7.35M -720,214 -86%
RJA
8
Raymond James & Associates
Florida
$1.08M -$1.69M -165,873 -60%
LFAS
9
Level Four Advisory Services
Texas
$1.03M -$3.08K -302 -0.3%
VF
10
Virtu Financial
New York
$906K -$426K -41,721 -31%
Citadel Advisors
11
Citadel Advisors
Florida
$891K -$238K -23,287 -20%
Ameriprise
12
Ameriprise
Minnesota
$701K -$37.6K -3,689 -5%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$673K -$229K -22,433 -25%
TRCT
14
Tower Research Capital (TRC)
New York
$556K -$168K -16,476 -23%
Jane Street
15
Jane Street
New York
$546K +$568K +55,690 New
IWM
16
IHT Wealth Management
Illinois
$535K +$66.3K +6,493 +14%
HCIA
17
Hochman Cole Investment Advisors
Illinois
$454K -$204K -19,997 -30%
PFS
18
Prospera Financial Services
Texas
$420K -$31.3K -3,067 -7%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$331K -$33.5K -3,280 -9%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$310K -$30.5K -2,987 -9%
SFG
21
StrategIQ Financial Group
Indiana
$302K +$314K +30,781 New
SWP
22
Stratos Wealth Partners
Ohio
$266K -$37.9K -3,718 -12%
SAM
23
SignalPoint Asset Management
Missouri
$250K -$9.18K -900 -3%
QCIG
24
Quad-Cities Investment Group
Iowa
$229K -$155K -15,198 -40%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$227K +$21.3K +2,092 +10%
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