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First Trust Energy AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$617M +$29.5M +1,804,209 +5%
Wells Fargo
2
Wells Fargo
California
$113M -$13.4M -820,520 -10%
Morgan Stanley
3
Morgan Stanley
New York
$105M -$149K -9,131 -0.1%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$42.1M -$3.53M -215,847 -7%
LPL Financial
5
LPL Financial
California
$36.2M +$952K +58,283 +3%
UBS Group
6
UBS Group
Switzerland
$34.9M -$3.3M -202,247 -8%
RJA
7
Raymond James & Associates
Florida
$28.8M +$1.23M +75,148 +4%
Bank of America
8
Bank of America
North Carolina
$26.2M -$8.64M -529,134 -24%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$18.8M +$3.59M +219,789 +22%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$18.1M +$1.12M +68,326 +6%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$15.8M -$2.14M -131,133 -11%
NC
12
NewSquare Capital
Pennsylvania
$15.4M +$7.41M +453,635 +85%
ODG
13
O'Dell Group
Ohio
$15.3M +$981K +60,056 +7%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$14.7M +$261K +15,993 +2%
VCM
15
Virtue Capital Management
Tennessee
$14.2M +$4.21M +257,689 +40%
BFEC
16
Benjamin F. Edwards & Company
Missouri
$13.5M -$810K -49,567 -5%
DADC
17
D.A. Davidson & Co
Montana
$12.7M -$115K -7,026 -0.9%
Carson Wealth (CWM LLC)
18
Carson Wealth (CWM LLC)
Nebraska
$11.9M +$1.5M +91,644 +14%
NA
19
NewEdge Advisors
Louisiana
$11.5M -$857K -52,430 -7%
GLA
20
Good Life Advisors
Pennsylvania
$10.3M -$62.2K -3,808 -0.6%
PAG
21
Private Advisor Group
New Jersey
$9.67M +$689K +42,190 +7%
Osaic Holdings
22
Osaic Holdings
Arizona
$8.75M +$492K +30,119 +6%
WWA
23
WCG Wealth Advisors
Nevada
$8.38M -$334K -20,465 -4%
ASN
24
Advisory Services Network
Georgia
$8.25M -$1.69M -103,292 -16%
SG
25
StoneX Group
New York
$7.81M +$303K +18,562 +4%