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First Trust Energy AlphaDEX Fund
FXN

Name Holding Trade Value Shares
Change 		Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$368M +$346M +56,069,077 New
Wells Fargo
2
Wells Fargo
California
$39.6M +$34.4M +5,577,229 +1,249%
Morgan Stanley
3
Morgan Stanley
New York
$38.8M +$33.2M +5,375,222 +1,028%
Bank of America
4
Bank of America
North Carolina
$11.6M +$9.59M +1,554,041 +732%
UBS Group
5
UBS Group
Switzerland
$10.3M +$9.04M +1,465,367 +1,436%
RJA
6
Raymond James & Associates
Florida
$6.51M +$5.64M +914,245 +1,189%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$5.7M +$5.08M +822,603 +1,841%
ODG
8
O'Dell Group
Ohio
$5.53M +$5.2M +841,952 New
Ameriprise
9
Ameriprise
Minnesota
$5.42M +$5M +810,229 +5,602%
Osaic Holdings
10
Osaic Holdings
Arizona
$5.13M +$4.23M +685,259 +715%
NC
11
NewSquare Capital
Pennsylvania
$4.8M +$4.51M +731,100 New
BFEC
12
Benjamin F. Edwards & Company
Missouri
$4.71M +$4.43M +717,511 +344,957%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$4.6M +$4.05M +655,659 +1,465%
GA
14
Gateway Advisory
New Jersey
$3.53M +$3.31M +536,848 New
ASN
15
Advisory Services Network
Georgia
$3.43M +$3.22M +522,219 New
LPL Financial
16
LPL Financial
California
$3.36M +$2.1M +339,554 +198%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$2.78M +$2.55M +412,389 +3,903%
Goldman Sachs
18
Goldman Sachs
New York
$2.65M +$2.49M +403,009 New
NA
19
NewEdge Advisors
Louisiana
$2.64M +$2.48M +402,433 New
UCFA
20
United Capital Financial Advisors
Texas
$2.15M +$2.02M +326,600 New
OC
21
Oppenheimer & Co
New York
$1.94M +$1.82M +294,901 New
SAM
22
Secure Asset Management
Michigan
$1.74M +$1.64M +265,086 New
Baird Financial Group
23
Baird Financial Group
Wisconsin
$1.49M +$1.4M +226,086 New
Stifel Financial
24
Stifel Financial
Missouri
$1.01M +$878K +142,258 +1,254%
CIBC World Market
25
CIBC World Market
Ontario, Canada
$876K +$823K +133,335 New
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