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First Trust Energy AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$26.5M -$8.78M -830,410 -26%
Wells Fargo
2
Wells Fargo
California
$20.5M -$4.88M -461,361 -21%
LPL Financial
3
LPL Financial
California
$17.1M +$2.46M +232,481 +18%
UBS Group
4
UBS Group
Switzerland
$16.5M -$4.38M -414,198 -22%
RJA
5
Raymond James & Associates
Florida
$15.3M -$71.4K -6,750 -0.5%
CA
6
Crumly & Associates
Illinois
$7.77M +$57.2K +5,407 +0.8%
Bank of America
7
Bank of America
North Carolina
$7.54M -$3.61M -341,608 -34%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$7.06M +$5.47M +517,354 +531%
VCM
9
Virtue Capital Management
Tennessee
$6.35M +$464K +43,930 +9%
SAM
10
Synergy Asset Management
Washington
$4.72M +$4.35M +411,365 New
SL
11
Savior LLC
Massachusetts
$4.54M -$173K -16,403 -4%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$4.42M -$8.07M -763,339 -66%
CAG
13
Csenge Advisory Group
Florida
$4.2M +$206K +19,530 +6%
HighTower Advisors
14
HighTower Advisors
Illinois
$3.37M -$126K -11,937 -4%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$3.36M +$267K +25,222 +9%
FWA
16
FOCUS Wealth Advisors
Texas
$3.33M +$3.07M +290,459 New
Rockefeller Capital Management
17
Rockefeller Capital Management
New York
$3.1M +$2.19M +207,077 +329%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$2.96M -$1.42M -134,009 -34%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$2.65M -$1.84M -174,478 -43%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$2.51M -$7.96M -753,253 -78%
Osaic Holdings
21
Osaic Holdings
Arizona
$2.19M +$150K +14,160 +8%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.78M +$116K +10,979 +8%
IAA
23
Independent Advisor Alliance
North Carolina
$1.59M +$83.2K +7,865 +6%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$1.43M -$508K -48,000 -28%
CF
25
Centaurus Financial
California
$1.09M +$165K +15,572 +20%