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First Trust Energy AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$597M -$100M -6,380,403 -15%
Morgan Stanley
2
Morgan Stanley
New York
$185M +$6.86M +436,789 +4%
Wells Fargo
3
Wells Fargo
California
$132M +$5.6M +356,328 +5%
Bank of America
4
Bank of America
North Carolina
$60M +$15.5M +988,737 +37%
UBS Group
5
UBS Group
Switzerland
$53.8M +$8.18M +520,856 +19%
RJA
6
Raymond James & Associates
Florida
$36M +$2.3M +146,489 +7%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$24.8M +$600K +38,202 +3%
MFS
8
MSI Financial Services
Massachusetts
$23.5M -$2.54M -161,849 -10%
NC
9
NewSquare Capital
Pennsylvania
$15.5M -$3.47M -221,105 -19%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$12.2M +$2.16M +137,682 +23%
LPL Financial
11
LPL Financial
California
$12M -$3.81M -242,429 -25%
Ameriprise
12
Ameriprise
Minnesota
$10.6M +$3.81M +242,536 +61%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$10.3M +$4.03M +256,711 +70%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$8.73M +$403K +25,637 +5%
Stifel Financial
15
Stifel Financial
Missouri
$8.7M +$445K +28,325 +6%
HFS
16
HL Financial Services
Kentucky
$8.09M +$4.38M +278,847 +132%
ODG
17
O'Dell Group
Ohio
$6.97M +$6.63M +422,295 New
TFA
18
Transamerica Financial Advisors
Florida
$6.03M -$2.36M -150,000 -29%
Carson Wealth (CWM LLC)
19
Carson Wealth (CWM LLC)
Nebraska
$5.92M -$2.19M -139,337 -28%
SB
20
Suntrust Banks
Georgia
$4.75M +$1.94M +123,350 +75%
BFEC
21
Benjamin F. Edwards & Company
Missouri
$4.55M -$363K -23,084 -8%
SAM
22
SignalPoint Asset Management
Missouri
$4.16M -$958K -60,991 -20%
BFA
23
Beaumont Financial Advisors
Massachusetts
$4.02M +$816K +51,927 +27%
NA
24
NewEdge Advisors
Louisiana
$3.99M +$20.5K +1,303 +0.6%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$3.75M -$486K -30,968 -12%