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First Trust Technology AlphaDEX Fund

105 hedge funds and large institutions have $361M invested in First Trust Technology AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 39 increasing their positions, 41 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

0% more funds holding

Funds holding: 105105 (0)

5% less repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 41

4.37% less ownership

Funds ownership: 59.05%54.68% (-4.4%)

9% less capital invested

Capital invested by funds: $399M → $361M (-$37.4M)

40% less funds holding in top 10

Funds holding in top 10: 53 (-2)

Holders
105
Holders Change
Holders Change %
0%
% of All Funds
2.62%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.07%
New
11
Increased
39
Reduced
41
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FDCDDQ
76
Federation des caisses Desjardins du Quebec
Quebec, Canada
$264K
GLA
77
Good Life Advisors
Pennsylvania
$251K
BRWA
78
B. Riley Wealth Advisors
Florida
$215K +$205K +4,468 New
RJT
79
Raymond James Trust
Florida
$209K +$199K +4,348 New
NPC
80
National Planning Corporation
California
$204K +$195K +4,257 New
AP
81
Advisors Preferred
Maryland
$177K +$142K +3,104 +532%
PNC Financial Services Group
82
PNC Financial Services Group
Pennsylvania
$154K -$10.4K -227 -7%
ASN
83
Advisory Services Network
Georgia
$92K +$20.9K +457 +31%
RFWA
84
RPg Family Wealth Advisory
Massachusetts
$73K +$10.6K +232 +18%
GRP
85
Global Retirement Partners
California
$56K
GWM
86
Geneos Wealth Management
Colorado
$52K +$11.7K +255 +31%
Manulife (Manufacturers Life Insurance)
87
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$50K -$14.6K -319 -23%
CFA
88
Carroll Financial Associates
North Carolina
$48K
PMFA
89
Plante Moran Financial Advisors
Michigan
$45K +$42.9K +937 New
BF
90
BOK Financial
Oklahoma
$34K +$32K +700 New
WIM
91
Westside Investment Management
California
$33K
RFM
92
Royal Fund Management
Florida
$28K
NFG
93
Next Financial Group
Texas
$22K
OIA
94
OneDigital Investment Advisors
Kansas
$19K +$18.3K +400 New
HNB
95
Huntington National Bank
Ohio
$17K
WTB
96
Washington Trust Bank
Washington
$15K
BWM
97
Baystate Wealth Management
Massachusetts
$13K -$46 -1 -0.4%
ACM
98
Aviance Capital Management
Florida
$13K
AA
99
AlphaMark Advisors
Kentucky
$12K -$3.43K -75 -23%
FANJ
100
Financial Architects (New Jersey)
New Jersey
$11K -$16.2K -354 -62%