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First Trust Technology AlphaDEX Fund
FXL

Overview Fund Activity

163 hedge funds and large institutions have $1.8B invested in First Trust Technology AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 78 increasing their positions, 41 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
163
Holders Change
+11
Holders Change %
+7.24%
% of All Funds
3.73%
Holding in Top 10
9
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-18.18%
% of All Funds
0.21%
New
24
Increased
78
Reduced
41
Closed
13
Calls
–
Puts
$604K
Net Calls
-$604K
Net Calls Change
-$2K

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$210M
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$20.3M
3
RJA
3
Raymond James & Associates
Florida
$58.2M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$21.6M
5
AIM
5
Astor Investment Management
Illinois
$32.9M

Top Sellers

1
First Trust Advisors
1
First Trust Advisors
Illinois
$702M
2
MML Investors Services
2
MML Investors Services
Massachusetts
$16.9M
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$8.56M
4
CWM
4
Cornerstone Wealth Management
Missouri
$42.5M
5
FEG
5
Financial Enhancement Group
Indiana
$6.05M
Name Holding Trade Value Shares
Change 		Shares
Change %
DADC
26
D.A. Davidson & Co
Montana
$8.41M +$220K +3,465 +3%
GFPC
27
Global Financial Private Capital
Florida
$8.4M +$1.38M +21,789 +20%
BFEC
28
Benjamin F. Edwards & Company
Missouri
$7.87M +$205K +3,231 +3%
NA
29
NewEdge Advisors
Louisiana
$6.81M +$954K +15,012 +16%
Baird Financial Group
30
Baird Financial Group
Wisconsin
$6.57M +$134K +2,117 +2%
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$6.46M -$1.09M -17,255 -14%
FEG
32
Financial Enhancement Group
Indiana
$6.05M -$8.09M -127,393 -57%
Stifel Financial
33
Stifel Financial
Missouri
$5.8M -$855K -13,446 -13%
VCM
34
Virtue Capital Management
Tennessee
$5.25M +$2.92M +45,928 +125%
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
$4.67M +$527K +8,296 +13%
AA
36
Advisory Alpha
Michigan
$4.43M +$4.43M +82,801 +636,931%
ASN
37
Advisory Services Network
Georgia
$4.37M +$605K +9,523 +16%
TFA
38
Transamerica Financial Advisors
Florida
$3.98M -$226K -3,558 -5%
VF
39
Virtu Financial
New York
$3.91M +$2.6M +40,875 +199%
Citadel Advisors
40
Citadel Advisors
Florida
$3.64M +$1.96M +30,799 +116%
AG
41
Advisor Group
Arizona
$3.62M +$20.8K +327 +0.6%
CS
42
Credit Suisse
Switzerland
$3.62M +$1.54M +24,174 +74%
KWM
43
Kingsview Wealth Management
Oregon
$3.39M -$120K -1,885 -3%
WI
44
Wintrust Investments
Illinois
$3.39M +$63.9K +1,006 +2%
AI
45
Atria Investments
North Carolina
$3.23M +$914K +14,385 +39%
FAAS
46
First Allied Advisory Services
California
$2.79M +$126K +1,987 +5%
FI
47
FormulaFolio Investments
Michigan
$2.77M +$475K +7,481 +21%
BTS
48
BB&T Securities
Virginia
$2.76M +$249K +3,914 +10%
DBRC
49
D.B. Root & Company
Pennsylvania
$2.67M +$887K +13,968 +50%
PCM
50
Penserra Capital Management
California
$2.44M +$2.44M +38,395 New
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