Penserra Capital Management’s First Trust Technology AlphaDEX Fund FXL Stock Holding History

Penserra Capital Management’s Portfolio FXL Stock Details FXL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-416	Closed	-$34K	–	974
2020 Q2	$34K	Buy	+416	New	+$30.3K	﹤0.01%	685
2019 Q4	–	Sell	-1,820	Closed	-$118K	–	910
2019 Q3	$118K	Buy	+1,820	New	+$123K	0.01%	521
2019 Q2	–	Sell	-24,861	Closed	-$1.7M	–	818
2019 Q1	$1.7M	Buy	+24,861	New	+$1.5M	0.14%	111
2018 Q4	–	Sell	-38,395	Closed	-$2.44M	–	682
2018 Q3	$2.44M	Buy	+38,395	New	+$2.33M	0.15%	93

Other funds holding FXL

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Penserra Capital Management's FXL Position: Q3 2020 in Review

Penserra Capital Management sold out of First Trust Technology AlphaDEX Fund (FXL) in Q3 2020, closing a stake of 416 shares — an estimated $34K sold.

Penserra Capital Management first reported a position in FXL in Q3 2018 and held it in 4 quarters. The position peaked at $2.44M in Q3 2018. 192 funds tracked by Wall St. Rank hold FXL as of Q3 2020.

Penserra Capital Management reported no remaining First Trust Technology AlphaDEX Fund position as of Q3 2020 after selling out during the quarter.
Penserra Capital Management sold 416 First Trust Technology AlphaDEX Fund shares in Q3 2020, an estimated $34K.
Penserra Capital Management first reported a position in First Trust Technology AlphaDEX Fund in Q3 2018 and held it in 4 quarters.
Penserra Capital Management's First Trust Technology AlphaDEX Fund position peaked at $2.44M in Q3 2018.
192 funds tracked by Wall St. Rank held First Trust Technology AlphaDEX Fund as of Q3 2020.

Based on Penserra Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.