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First Trust Health Care AlphaDEX Fund
FXH

Name Holding Trade Value Shares
Change 		Change in
Stake
ACA
201
Aptus Capital Advisors
Alabama
$1K +$1.03K +12 New
WIM
202
Westside Investment Management
California
$55 – – –
First Trust Advisors
203
First Trust Advisors
Illinois
– -$351M -4,750,190 Closed
GA
204
Gateway Advisory
New Jersey
– -$3.5M -47,343 Closed
ASN
205
Advisory Services Network
Georgia
– -$3.07M -41,528 Closed
AI
206
Atria Investments
North Carolina
– -$2.02M -27,291 Closed
SAM
207
Secure Asset Management
Michigan
– -$1.65M -22,287 Closed
ACM
208
AlphaStar Capital Management
North Carolina
– -$974K -11,967 Closed
GM
209
GeoWealth Management
Illinois
– -$684K -9,251 Closed
GSWM
210
Golden State Wealth Management
California
– -$615K -8,314 Closed
CAN
211
Claraphi Advisory Network
United States
– -$559K -7,561 Closed
FI
212
FormulaFolio Investments
Michigan
– -$554K -7,486 Closed
SFI
213
SPC Financial Inc
Maryland
– -$503K -6,800 Closed
SG
214
StoneX Group
New York
– -$420K -5,675 Closed
SF
215
Synovus Financial
Georgia
– -$404K -5,467 Closed
HPC
216
Hobart Private Capital
North Carolina
– -$280K -3,785 Closed
JWS
217
Juncture Wealth Strategies
Arizona
– -$276K -3,736 Closed
CCFM
218
Clear Creek Financial Management
Washington
– -$226K -2,692 Closed
AIC
219
Ameritas Investment Company
Nebraska
– -$109K -1,482 Closed
WAP
220
Wealthcare Advisory Partners
Pennsylvania
– -$103K -1,391 Closed
SL
221
Salomon & Ludwin
Virginia
– -$37K -495 Closed
CS
222
Capital Square
Tennessee
– -$23K -317 Closed
BWA
223
Burt Wealth Advisors
Maryland
– -$23K -307 Closed
Fifth Third Bancorp
224
Fifth Third Bancorp
Ohio
– -$15K -200 Closed
EWM
225
EPG Wealth Management
Georgia
– -$8K -102 Closed
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9
10