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First Trust Health Care AlphaDEX Fund
FXH

Name Holding Trade Value Shares
Change 		Change in
Stake
SIS
176
Sound Income Strategies
Florida
$2K -$2.38K -32 -53%
CIAS
177
Capital Investment Advisory Services
North Carolina
$2K – – –
S
178
SignatureFD
Georgia
$2K – – –
RIA
179
Realta Investment Advisors
Delaware
$1K -$168K -2,254 -100%
First Trust Advisors
180
First Trust Advisors
Illinois
– -$511M -6,688,367 Closed
ODG
181
O'Dell Group
Ohio
– -$8.55M -111,899 Closed
GA
182
Gateway Advisory
New Jersey
– -$7.65M -100,088 Closed
WP
183
WealthSource Partners
California
– -$4.62M -60,493 Closed
WAS
184
Winch Advisory Services
Wisconsin
– -$3.78M -49,479 Closed
DWA
185
Dorsey Wright & Associates
California
– -$1.7M -22,206 Closed
BCM
186
Breiter Capital Management
Florida
– -$1.13M -16,344 Closed
VCM
187
Virtue Capital Management
Tennessee
– -$1.11M -14,591 Closed
AWA
188
Arete Wealth Advisors
Illinois
– -$883K -11,559 Closed
MOS
189
MGO One Seven
Ohio
– -$843K -11,043 Closed
FFS
190
Founders Financial Securities
Maryland
– -$766K -10,029 Closed
HI
191
Horizon Investments
North Carolina
– -$757K -9,905 Closed
SFI
192
SPC Financial Inc
Maryland
– -$695K -9,095 Closed
CAN
193
Claraphi Advisory Network
United States
– -$633K -8,286 Closed
SG
194
StoneX Group
New York
– -$592K -7,745 Closed
WSTAM
195
Wilbanks Smith & Thomas Asset Management
Virginia
– -$449K -5,875 Closed
KA
196
Kovack Advisors
Florida
– -$369K -4,826 Closed
CA
197
Claro Advisors
Massachusetts
– -$361K -4,726 Closed
ATPW
198
Ashton Thomas Private Wealth
Arizona
– -$333K -4,361 Closed
MWM
199
Mission Wealth Management
California
– -$274K -3,590 Closed
CIBC World Market
200
CIBC World Market
Ontario, Canada
– -$234K -3,063 Closed
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